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KV

Kavi S. Virk

VEDA FINANCIAL INVESTMENT ADVISORY
Los Angeles, CA
Some features on this profile are disabled
CRD#: 2854323
KV

Professional summary

Kavi Singh Virk is a registered financial advisor currently at VEDA FINANCIAL INVESTMENT ADVISORY located in Los Angeles, California.

Kavi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kavi has worked at 8 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 6TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2160 Century Park East # 501, Los Angeles, CA 90067; start 01/2019; commissions; 10 hours per month, 10 during securities trading hours; insurance related] [TruChoice Financial; appointed with outside carriers for the purpose of brokering non-registered insurance products ; INVESTMENT RELATED; INSURANCE BROKER; START DATE 01/2019; 2160 Century Park East #501, Los Angeles, CA 90067;10 hr/month and during sec hours]. [Georgetown University Alumni Association - Los Angeles Chapter; Vice-President-volunteer on my alma mater - Georgetown University's Los Angeles Chapter.; Georgetown University - 3700 O St NW, Washington, DC 20057; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; I volunteer my time towards my alma mater's alumni association]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kavi Singh Virk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2023 - Present

VEDA FINANCIAL INVESTMENT ADVISORY

RIA
CRD#: 173448
Los Angeles, CA
Past

June 18, 2020 - August 25, 2021

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
GLENDALE, CA
Past

December 3, 2019 - August 25, 2021

NYLIFE SECURITIES LLC

BD
CRD#: 5167
GLENDALE, CA
Past

March 2, 2011 - January 17, 2012

BLUEPOINTE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 140262
MENLO PARK, CA
Past

February 8, 2008 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
PASADENA, CA
Past

February 8, 2008 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
PASADENA, CA
Past

April 5, 2006 - October 11, 2007

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
LOS ANGELES, CA
Past

February 23, 2005 - February 24, 2006

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
LOS ANGELES, CA
Past

February 23, 2005 - February 24, 2006

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY
Past

February 26, 2004 - February 24, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BETHESDA, MD
Past

February 19, 2004 - February 24, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/30/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/6/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/7/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/27/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/3/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/2004
General Securities Representative Examination

Current Firm

VF
VEDA FINANCIAL INVESTMENT ADVISORY
DASGUPTA, URMI | VEDA VALUE FUNDS | VEDA FINANCIAL INVESTMENT ADVISORY | VEDA FINANCIAL | DASGUPTA, URMIMALA

CRD#: 173448 / SEC#:

California
Registered Investment Advisory firm - (2/19/2015 Approved)
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Contact information

Main Address
120 Newport Center Dr Ste 286, Newport Beach, CA 92660
Mailing Address
850 East Ocean Boulevard 611, Long Beach, CA 90802
Phone number
(612) 562-8910
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts76
AUM (Assets Under Management)$ 45,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VEDA FINANCIAL INVESTMENT ADVISORY

CRD#: 173448Los Angeles, CA

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