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Cynthia R. Condyles

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CRD#: 2854290
CC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cynthia Redman Condyles, who also goes by Cynthia Redman Condoyles, Cindy Phaup, Cynthia Redman Phaup, Cynthia Jean Redman, was a registered financial professional .

Cynthia is a previously registered financial professional and started their career in finance in 1997. Cynthia had worked at 2 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cynthia Redman Condoyles | Cindy Phaup | Cynthia Redman Phaup | Cynthia Jean Redman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 27, 2009 - May 18, 2012

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
RICHMOND, VA
Past

January 26, 2009 - May 18, 2012

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
RICHMOND, VA
Past

August 19, 2003 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
RICHMOND, VA
Past

March 4, 2003 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
RICHMOND, VA
Past

April 21, 1997 - December 31, 1997

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
OMAHA, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/18/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


BI
BB&T INVESTMENT SERVICES, INC.
BB&T INVESTMENT SERVICES, INC. | BB&T INVESTMENTS

CRD#: 33856 / SEC#: 801-106629, 8-46134

BD
Terminated by SEC on 04/01/2018
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Contact information


Main Address
200 South College Street 11th Floor, Suite 1100, Charlotte, NC 28202
Mailing Address
Phone number
Established
North Carolina since 03/08/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

BBTIS ADV 2A AND APPENDIX 09152017 (9/20/2017)

Direct owners and executive officers


NamePositionCRD#
BRANCH BANKING AND TRUST COMPANYSHAREHOLDER
CECIL, ALEXANDER WILSONCHIEF COMPLIANCE OFFICER2319938
CRAM, BRYAN SCOTTPRESIDENT2723431
EARNHARDT, DARREN LEECHIEF OPERATING OFFICER2356117
EVANS, RICHARD TABB IIIDIRECTOR OF SALES/DIRECTOR1643552
SAUFLEY, RANDALL BARRETTCHIEF FINANCIAL OFFICER1664935

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

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