PM
Patrick J. Mccarthy
BTIG
Arlington , VA 22203
Some features on this profile are disabled
CRD#: 2854263
PM
Professional summary
Patrick Jeremiah Mccarthy, who also goes by Patrick J Mccarthy, is a registered financial professional currently at BTIG, LLC located in Arlington , Virginia.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 3 firms and has passed the Series 63, Series 87, SIE, Series 79TO, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick J Mccarthy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Jeremiah Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2023 - Present
BTIG, LLC
Office #1: 4075 Wilson Blvd, Arlington , VA 22203BD
CRD#: 122225
Arlington , VA
Past
October 21, 2002 - December 8, 2014
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
ARLINGTON, VA
Past
July 1, 1997 - September 27, 2002
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2023)
RR
Alaska(7/21/2023)
RR
Arizona(7/21/2023)
RR
Arkansas(7/21/2023)
RR
California(7/21/2023)
RR
Colorado(7/21/2023)
RR
Connecticut(7/21/2023)
RR
Delaware(7/21/2023)
RR
District of Columbia(5/4/2023)
RR
Florida(7/21/2023)
RR
Georgia(7/21/2023)
RR
Hawaii(7/21/2023)
RR
Idaho(7/21/2023)
RR
Illinois(7/21/2023)
RR
Indiana(7/21/2023)
RR
Iowa(7/21/2023)
RR
Kansas(7/21/2023)
RR
Kentucky(7/21/2023)
RR
Louisiana(7/21/2023)
RR
Maine(7/21/2023)
RR
Maryland(7/21/2023)
RR
Massachusetts(7/21/2023)
RR
Michigan(7/21/2023)
RR
Minnesota(7/21/2023)
RR
Mississippi(7/21/2023)
RR
Missouri(7/21/2023)
RR
Montana(7/21/2023)
RR
Nebraska(7/21/2023)
RR
Nevada(7/21/2023)
RR
New Hampshire(7/21/2023)
RR
New Jersey(7/21/2023)
RR
New Mexico(7/21/2023)
RR
New York(7/20/2023)
RR
North Carolina(7/21/2023)
RR
North Dakota(7/21/2023)
RR
Ohio(7/21/2023)
RR
Oklahoma(7/21/2023)
RR
Oregon(7/21/2023)
RR
Pennsylvania(7/21/2023)
RR
Rhode Island(7/21/2023)
RR
South Carolina(7/21/2023)
RR
South Dakota(7/21/2023)
RR
Tennessee(10/23/2025)
RR
Texas(7/21/2023)
RR
Utah(7/21/2023)
RR
Vermont(7/21/2023)
RR
Virginia(7/20/2023)
RR
Washington(7/21/2023)
RR
West Virginia(7/21/2023)
RR
Wisconsin(7/21/2023)
RR
Wyoming(7/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 4/18/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BTIG, LLC
BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC
CRD#: 122225 / SEC#: , 8-65473
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
350 Bush Street 9th Floor, San Francisco, CA 94104
Mailing Address
350 Bush Street 9th Floor, San Francisco, CA 94104
Phone number
(415) 248-2200
Established
Delaware since 06/05/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
