DD
Damian J. Dering
CONCORDE ASSET MANAGEMENT
El Segundo, CA
Some features on this profile are disabled
CRD#: 2854253
DD
Professional summary
Damian Jude Dering, ChFC® is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in El Segundo, California and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Damian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Damian has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CA INSURANCE AGENT OFFERING SALES OF FIXED INSURANCE PRODUCTS, MEDICARE, SINCE 1997. NON-INVESTMENT RELATED. APPROXIMATELY 20% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) CONCORDE ASSET MANAGEMENT, Investment Related, El Segundo, CA. Investment Advisor Representative, Offer fee based investments through CAM. I WILL SPEND 40% OF MY TIME WITH THIS ACTIVITY. Start date 10/01/2019, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. (3) Concorde Insurance Agency; Investment related. El Segundo, CA. Insurance Agent conducting insurance related activities. (4) Sequent Real Estate + Wealth Management. Investment related. El Segundo, CA, Director, DBA for securities related activities, full time during trading hours. (5) Custom Wealth Your Money. Your Way. Investment related. DBA and slogan for securities related activities. El Segundo, VA. President and Registered Rep. Full time during trading hours. (6) SRA 831b, Investment related, Captive Insurance. Start date 12/2020, Eagle, ID. Referral source, refer clients. Introduce current and prospective clients to SRA that could benefit from a captive insurance company. 1-5 hours/month during trading hours. (7) Insurance Sales Investment related, Insurance sales, sell life, disability and long term care and Medicare insurance, Agent, Start date 09/14/2020, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. (8) Asset Strategy Tax Consultants, LLC. Non-investment related. El Segundo, CA. Distributor, speaking with accountants and high net worth clients about Native American tax credits. Start date: August 2024. 1-5 hours/month during trading hours, 1-5 hours/month outside of trading hours. (9) Captive Consultants. Investment related. Utilizing tax strategies. Referrer. Start date: November 12, 2024. 1-5 hours during non-trading hours. 11-20 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Damian Jude Dering's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2014 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #2: 360 N. Pacific Coast Hwy. Suite 2000, El Segundo, CA 90245RIA
CRD#: 140367
El Segundo, CA
Current
September 4, 2014 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
January 7, 2009 - September 4, 2014
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Los Angeles, CA
Past
December 18, 2008 - September 4, 2014
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Los Angeles, CA
Past
November 2, 2007 - December 22, 2008
EPLANNING ADVISORS INC
RIA
CRD#: 109184
ROSEVILLE, CA
Past
November 2, 2007 - December 22, 2008
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
LOS ANGELES, CA
Past
July 19, 2004 - November 20, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
HENDERSON, NV
Past
July 19, 2004 - November 20, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
HENDERSON, NV
Past
July 30, 2003 - November 2, 2004
THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 107773
LOS ANGELOS, CA
Past
January 9, 2003 - July 23, 2004
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
TORRANCE, CA
Past
January 9, 2003 - July 23, 2004
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
December 15, 1997 - January 27, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LOS ANGELES, CA
Past
March 5, 1997 - January 27, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 5, 1997 - January 27, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(3/4/2019)
RR
Arizona(6/22/2021)
RR
California(9/4/2014)
IAR
California(9/4/2014)
IAR
Colorado(5/13/2021)
IAR
Florida(4/15/2025)
RR
Idaho(10/9/2014)
IAR
Idaho(1/27/2023)
RR
Illinois(9/17/2018)
RR
Nevada(10/19/2021)
IAR
Nevada(11/2/2021)
IAR
New Mexico(9/27/2023)
RR
New Mexico(9/29/2023)
IAR
Oklahoma(1/22/2025)
IAR
Oregon(1/13/2023)
IAR
Pennsylvania(7/26/2017)
RR
Pennsylvania(2/2/2018)
RR
Tennessee(5/2/2025)
RR
Texas(11/18/2022)
IAR
Texas(11/18/2022)
RR
Washington(9/10/2014)
IAR
Washington(2/1/2019)
RR
Wisconsin(12/2/2022)
IAR
Wisconsin(1/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
