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JD

Jon C. Doehr

KINGFISHER SECURITIES
MINNEAPOLIS, MN 55402
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CRD#: 2853970
JD

Professional summary


Jon Christopher Doehr is a registered financial professional currently at KINGFISHER SECURITIES, LLC located in Minneapolis, Minnesota.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1997. Jon has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jon Christopher Doehr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 5, 2024 - Present

KINGFISHER SECURITIES, LLC

Office #1: 80 S. Eighth Street Suite 900, Minneapolis, MN 55402
BD
CRD#: 103771
MINNEAPOLIS, MN
Past

November 5, 2019 - August 12, 2024

CASCADE PARTNERS BD, LLC

BD
CRD#: 148739
SOUTHFIELD, MI
Past

August 19, 2017 - October 3, 2018

INVESTX MARKETS LLC

BD
CRD#: 148248
MINNETONKA, MN
Past

April 28, 2010 - April 28, 2017

KINGFISHER SECURITIES, LLC

BD
CRD#: 103771
EXCELSIOR, MN
Past

November 1, 2006 - March 18, 2009

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
BALTIMORE, MD
Past

October 9, 2002 - June 12, 2006

MANCHESTER FINANCIAL GROUP, LLC

BD
CRD#: 103862
MINNEAPOLIS, MN
Past

May 23, 1997 - September 7, 2000

GREENE HOLCOMB & FISHER LLC

BD
CRD#: 39961
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(9/5/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 12/9/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


KS
KINGFISHER SECURITIES, LLC
BLACKTORCH SECURITIES, LLC | SUNDIATA CAPITAL | MEDVEST CAPITAL | KINGFISHER SECURITIES, LLC | FIRST CORNERSTONE CAPITAL ADVISORS

CRD#: 103771 / SEC#: , 8-52271

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
80 S. Eighth Street Suite 900, Minneapolis, MN 55402
Mailing Address
80 S. Eighth Street Suite 900, Minneapolis, MN 55402
Phone number
(651) 890-7912
Established
Minnesota since 04/02/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KRAHN CAPITAL GROUP, LLCMEMBER
KRAHN, STUART MITCHELLCEO, CCO, AMLCO6723696
PENCE, ANTHONY JOHNFINOP2754403

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KINGFISHER SECURITIES, LLC

CRD#: 103771Minneapolis, MN 55402

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