Anthony John Pence
Professional Summary
Anthony John Pence, who also goes by Tony John Pence, is a registered financial advisor currently at KINGFISHER SECURITIES, LLC located in Marine On St. Croix, Minnesota. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tony John Pence
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
BLACKTORCH SECURITIES, LLC | SUNDIATA CAPITAL | MEDVEST CAPITAL | KINGFISHER SECURITIES, LLC | FIRST CORNERSTONE CAPITAL ADVISORS
Contact Information
Main Address
80 S. Eighth Street Suite 900, Minneapolis, MN 55402Mailing Address
80 S. Eighth Street Suite 900, Minneapolis, MN 55402Phone Number
(651) 890-7912Established
Minnesota since 04/02/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/17/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anthony John Pence's CRS (Customer Relationship Summary).
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