JT
Jeffrey D. Thomas
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Johns Creek, GA 30097
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CRD#: 2853935
JT
Professional summary
Jeffrey Douglas Thomas, CLU®, who also goes by Jeff Thomas, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Johns Creek, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in John Creek, Georgia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. MULTIPLE CARRIERS, 3740 DAVINCI COURT, STE 430, PEACHTREE CORMERS, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/31/19, 5/WK- 1/TRADING 3. J & N THOMAS INC, 4536 STILSON CIRCLE, PEACHTREE CORNERS, GA, MANAGE INCOME FLOW, CEO, 01/01/05, NIR, 1/MO- 0/TRADING 4. ADVISORY SOUTH, 3740 DAVINCI CT, STE 430, PEACHTREE CORNERS, GA, BUSINESS NAME/PRINCIPAL, 11/29/19, INV REL, 160/MO- 130/TRADING 5. ADVISORYSOUTH JOHNS CREEK, LLC / 6470 East Johns Crossing, Johns Creek GA 30097 / 02/01/2022 / NIR / MEMBER & MANAGER OF PASS-THROUGH BUSINESS / 5HR/MO - 2HR/MO TRADING 6. JEFFREY THOMAS, 6470 EAST JOHNS CROSSING, STE 450, JOHNS CREEK, GA, 02/2024, CONSULTANT, INSURANCE AND ANNUITIES, NIR, 1 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Douglas Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6470 East Johns Crossing Ste 450, Johns Creek, GA 30097RIA
CRD#: 134139
Johns Creek, GA
Current
October 31, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6470 East Johns Crossing Ste. 450, John Creek, GA 30097BD
CRD#: 39543
John Creek, GA
Past
November 7, 2014 - October 31, 2019
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Peachtree Corners, GA
Past
October 3, 2014 - October 31, 2019
TRIAD ADVISORS LLC
BD
CRD#: 25803
Peachtree Corners, GA
Past
January 8, 2008 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
RIA
CRD#: 143384
NORCROSS, GA
Past
May 2, 2006 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
RIA
CRD#: 104368
NORCROSS, GA
Past
April 26, 2006 - September 30, 2014
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
NORCROSS, GA
Past
May 6, 2004 - December 9, 2004
1ST DISCOUNT BROKERAGE, INC.
RIA
CRD#: 39164
NORCROSS, GA
Past
May 6, 2004 - May 1, 2006
1ST DISCOUNT BROKERAGE, INC.
BD
CRD#: 39164
LAKE WORTH, FL
Past
March 20, 2003 - May 14, 2004
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
March 2, 2001 - May 14, 2004
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
February 19, 1997 - March 13, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2019)
RR
Arizona(4/16/2025)
RR
Arkansas(1/4/2021)
RR
California(10/31/2019)
RR
Colorado(8/15/2023)
RR
Florida(10/31/2019)
RR
Georgia(10/31/2019)
IAR
Georgia(11/1/2019)
RR
Illinois(10/31/2019)
RR
Indiana(12/23/2024)
RR
Maine(12/7/2020)
RR
Maryland(4/16/2025)
RR
Michigan(4/5/2023)
RR
Nevada(1/3/2025)
RR
New York(6/18/2024)
RR
North Carolina(8/23/2023)
RR
Ohio(11/8/2024)
RR
South Carolina(3/24/2023)
RR
Tennessee(2/2/2021)
RR
Texas(6/18/2024)
IAR
Texas(6/19/2024)
RR
Utah(1/3/2025)
RR
Virginia(9/9/2021)
RR
Washington(1/19/2024)
RR
West Virginia(6/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
