Matthew E. Sherbondy
Professional summary
Matthew Earl Sherbondy, who also goes by Matt Sherbondy, Matthew E Sherbondy, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alpharetta, Georgia and CETERA ADVISORS LLC located in Alpharetta, Georgia.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Earl Sherbondy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5900 Windward Parkway Suite 120, Alpharetta, GA 30005September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 5900 Windward Parkway Suite 120, Alpharetta, GA 30005June 5, 2020 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
June 4, 2020 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
July 9, 2018 - June 9, 2020
WELLS FARGO CLEARING SERVICES, LLC
July 6, 2018 - June 9, 2020
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2015 - July 13, 2018
PNC WEALTH MANAGEMENT LLC
September 3, 2015 - July 13, 2018
PNC WEALTH MANAGEMENT LLC
July 15, 2014 - August 28, 2015
BB&T INVESTMENT SERVICES, INC.
July 14, 2014 - August 28, 2015
BB&T INVESTMENT SERVICES, INC.
January 5, 2010 - July 14, 2014
B. RILEY WEALTH ADVISORS, INC.
December 23, 2009 - July 14, 2014
NATIONAL SECURITIES CORPORATION
March 6, 2003 - December 24, 2009
GUNNALLEN FINANCIAL, INC
March 6, 2003 - December 24, 2009
GUNNALLEN FINANCIAL, INC
January 23, 2003 - December 19, 2003
MCM INVESTMENT ADVISORY, INC.
February 10, 2000 - March 7, 2003
FIRST MONTAUK SECURITIES CORP.
December 22, 1999 - February 9, 2000
PRUCO SECURITIES, LLC.
September 23, 1999 - December 14, 1999
FIRST COLONIAL SECURITIES
October 28, 1997 - May 7, 1999
FIRST COLONIAL SECURITIES
October 22, 1997 - October 28, 1997
MEYERS POLLOCK ROBBINS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2025)
(6/28/2024)
(9/8/2022)
(11/12/2020)
(9/8/2022)
(9/8/2022)
(1/22/2024)
(9/8/2022)
(9/8/2022)
(3/31/2025)
(3/8/2023)
(6/27/2023)
(9/8/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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