FC
Frank B. Cummings
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PARSIPPANY, NJ 07054
Some features on this profile are disabled
CRD#: 2853727
FC
Professional summary
Frank Brewer Cummings, CFP®, who also goes by Brewer Cummings, F Brewer Cummings, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Parsippany, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Parsippany, New Jersey.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Frank has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brewer Cummings | F Brewer Cummings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) INSURANCE AGENT/SALES. GIORDANO CUMMINGS FINANCIAL, LLC. 601 JEFFERSON ROAD, STE 207 PARSIPPANY, NJ 07054. INSURANCE BROKER. 08/01/2011. NONE INVESTMENT RELATED. DEVOTES 2 HRS/MTH. NONE DURING TRADING.PROVIDE THE FOLLOWING INSURANCE PRODUCTS FOR CLIENTS: LIFE, HEALTH, DISABILITY, LONG TERM CARE INSURANCE AND FIXED ANNUITIES. 3) HANSON MCCLAIN RETIREMENT NETWORK 3620 FAIR OAKS BLVD, STE 300 SACRAMENTO, CA 95864. BEGAN 3/17/2009 AS A FINANCIAL ADVISOR WORKING WITH HANSON MCCLAIN TO MARKET TO COMPANIES THEY HAVE A RELATIONSHIP WITH SUCH AS VERIZON COMMUNICATIONS AND PUBLIC SERVICE ENTERPRISE GROUP. WILL BE ASSISTING EMPLOYEES OF THESE COMPANIES WITH INVESTMENT SERVICES. INVESTMENT RELATED. DEVOTES 10 HRS/WK. 5 HOURS DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/01/2011
CRS (Client Relationship Summary) - RIA
Click below to view Frank Brewer Cummings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
August 1, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 601 Jefferson Rd Ste 101, Parsippany, NJ 07054Office #2: 299 Ward St., East Windsor, NJ 08520RIA
CRD#: 134139
PARSIPPANY, NJ
Current
August 1, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 601 Jefferson Rd Ste 101, Parsippany, NJ 07054Office #2: 299 Ward St., East Windsor, NJ 08520BD
CRD#: 39543
Parsippany, NJ
Past
February 19, 2009 - August 2, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
February 13, 2009 - August 2, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
October 20, 2004 - February 17, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CHESTER, NJ
Past
October 20, 2004 - February 17, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CHESTER, NJ
Past
April 20, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
WAYNE, NJ
Past
May 27, 2003 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
May 3, 1999 - May 30, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
September 23, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 18, 1997 - September 23, 1998
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2022)
RR
California(5/4/2015)
RR
Colorado(4/9/2013)
RR
Connecticut(12/18/2019)
RR
Delaware(11/8/2018)
RR
Florida(7/26/2013)
RR
Georgia(2/6/2020)
RR
Maryland(3/5/2014)
RR
Missouri(1/2/2019)
RR
New Jersey(8/1/2011)
IAR
New Jersey(8/1/2011)
RR
New York(8/1/2011)
RR
North Carolina(8/8/2011)
RR
Pennsylvania(8/1/2011)
RR
Puerto Rico(1/2/2019)
RR
South Carolina(1/21/2016)
RR
Tennessee(6/6/2025)
RR
Texas(4/7/2016)
IAR
Texas(4/18/2016)
RR
Virginia(6/13/2018)
RR
Washington(11/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
