Sandra L. Haycock
Professional summary
Sandra Lynn Haycock is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
Sandra is registered as a RR (Registered Representative) and started their career in finance in 1997. Sandra has worked at 3 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandra Lynn Haycock's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2015 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 400 - 808 First Street Sw, Calgary, Ab, T2P 1M9March 31, 2003 - October 2, 2015
RICHARDSON GMP (USA) CORP.
June 25, 1997 - May 14, 2003
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2015)
(10/6/2015)
(10/6/2015)
(1/4/2022)
(2/25/2016)
(2/7/2019)
(3/20/2019)
(10/6/2015)
Exams
Series 37
Date: 6/16/1997
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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