Olga Enid Ramos
Professional Summary
Olga Enid Ramos, who also goes by Olga E Ramos, is a registered financial advisor currently at AVENUE SECURITIES LLC located in Miami, Florida. Olga is registered as a RR (Registered Representative) and started their career in finance in 1997. Olga has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Olga E Ramos
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Contact Information
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Disclosures on record.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AVENUE SECURITIES LLC
Contact Information
Main Address
2601 S Bayshore Drive Suite 1100, Miami, FL 33133Mailing Address
2601 S Bayshore Drive Suite 1100, Miami, FL 33133Phone Number
(786) 220-7233Established
Delaware since 12/05/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2000About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Olga Enid Ramos's CRS (Customer Relationship Summary).
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