AE
Amy J. Erkenbrack
THRIVENT INVESTMENT MANAGEMENT
Faribault, MN 55021
Some features on this profile are disabled
CRD#: 2852476
AE
Professional summary
Amy Jean Erkenbrack, who also goes by Amy J Erkenbrack, Amy Jean Koechler, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Faribault, Minnesota.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Amy has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy J Erkenbrack | Amy Jean Koechler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMY ERKENBRACK POSITION: Independent Contractor NATURE: Voice Over work for commercials, ads and videos. INVESTMENT RELATED: No NUMBER OF HOURS:15 SECURITIES TRADING HOURS:8 START DATE:04/01/2022 ADDRESS:NA, Lakeville MN 55044, United States DESCRIPTION: Voice over recordings for commercials, ads, narration, tutorials and e-Learning. RENTAL PROPERTY POSITION: Co-owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: NA, Bloomington MN 55431, United States DESCRIPTION: A/R, Maintenance SEDALIA RENTAL PROPERTY POSITION: Co-owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2025 ADDRESS: NA, Sedalia MO 65301, United States DESCRIPTION: A/R, Maintenance LAKEVILLE LLC POSITION: Co-Owner NATURE: Rental Property? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2018 ADDRESS: NA, Lakeville MN 55044, United States DESCRIPTION: A/R, Maintenance SHAKOPEE LLC POSITION: Co-Owner NATURE: Rental Property? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2012 ADDRESS: NA, Shakopee MN 55379, United States DESCRIPTION: A/R, Maintenance RICHFIELD LLC POSITION: Co-Owner NATURE: Rental Property? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2013 ADDRESS: NA, Richfield MN 55423, United States DESCRIPTION: A/R CHASKA LLC POSITION: Co-Owner NATURE: Rental Property? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012 ADDRESS: NA, Chaska MN 55318, United States DESCRIPTION: A/R, Maintenance BLOOMINGTON LLC POSITION: Co-Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: NA, Bloomington MN 55431, United States DESCRIPTION: A/R, Maintenance SHAKOPEE LLC POSITION: Co-owner NATURE: Rental Property? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2023 ADDRESS: NA, Shakopee MN 55379, United States DESCRIPTION: A/R, Maintenance
CRS (Client Relationship Summary) - RIA
Click below to view Amy Jean Erkenbrack's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amy Jean Erkenbrack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1645 Lyndale Ave, Faribault, MN 55021RIA
BD
CRD#: 18387
Faribault, MN
Current
July 1, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1645 Lyndale Ave, Faribault, MN 55021RIA
BD
CRD#: 18387
Faribault, MN
Past
December 3, 2013 - June 19, 2014
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MINNEAPOLIS, MN
Past
June 11, 2013 - June 19, 2014
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ST LOUIS PARK, MN
Past
March 10, 2000 - September 20, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(7/1/2014)
IAR
Minnesota(7/1/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
