Lance S. Longwater
Professional summary
Lance Sterling Longwater is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Palm Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Palm Beach, Florida.
Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lance has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lance Sterling Longwater's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 125 Worth Ave, Palm Beach, FL 33480November 4, 2011 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 125 Worth Ave Ste 100 & 200, Palm Beach, FL 33480Office #2: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477November 14, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 30, 2003 - November 15, 2011
CHARLES SCHWAB & CO., INC.
October 24, 2003 - November 15, 2011
CHARLES SCHWAB & CO., INC.
September 26, 2002 - September 30, 2003
AMSOUTH INVESTMENT SERVICES, INC.
October 23, 1998 - September 10, 2002
FIDELITY BROKERAGE SERVICES LLC
August 11, 1997 - September 24, 1998
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2019)
(3/20/2013)
(11/4/2011)
(11/4/2011)
(8/19/2022)
(4/16/2014)
(11/4/2011)
(8/19/2016)
(11/4/2011)
(4/11/2013)
(7/14/2021)
(3/8/2022)
(3/1/2018)
(5/16/2025)
(8/16/2019)
(9/18/2015)
(10/30/2018)
(4/1/2020)
(8/29/2023)
(8/5/2025)
(6/18/2019)
(8/21/2025)
(11/4/2011)
(1/5/2012)
(1/27/2012)
(10/19/2022)
(3/9/2022)
(12/13/2019)
(1/12/2024)
(10/21/2019)
(9/12/2023)
(8/14/2013)
(3/14/2017)
(11/10/2016)
(9/10/2012)
(7/10/2025)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Palm Beach, FL 33480TRUST BUT VERIFY
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