AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
EG

Edwin John Gonzalez

MATRIX EXECUTIONS
CHICAGO, IL
·CRD# 2851903·28 years experience

Professional Summary

Edwin John Gonzalez, who also goes by Edwin John Gonzalez Jr, is a registered financial advisor currently at MATRIX EXECUTIONS, LLC located in Chicago, Illinois. Edwin is registered as a RR (Registered Representative) and started their career in finance in 2000. Edwin has worked at 12 firms and has passed the Series 63, Series 57TO, Series 7TO, Series 62, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edwin John Gonzalez Jr

Blog Corner

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
View profile
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

MATRIX EXECUTIONS, LLC·CRD# 38455
BD
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
July 2, 2024 - Present
DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
Jersey City, NJ
March 1, 2017 - February 9, 2024
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
Chicago, IL
December 1, 2014 - March 1, 2017
LIQUIDPOINT, LLC·CRD# 47658
BD
Chicago, IL
July 14, 2008 - December 1, 2014
LEK SECURITIES CORPORATION·CRD# 33135
BD
New City, NY
February 20, 2008 - April 3, 2008
LL PARTNERS, INC.·CRD# 32189
BD
New York, NY
December 7, 2007 - June 20, 2008
VAN DER MOOLEN SPECIALISTS USA, LLC·CRD# 32034
BD
New York, NY
July 2, 2007 - December 3, 2007
LL PARTNERS, INC.·CRD# 32189
BD
New York, NY
May 3, 2007 - June 29, 2007
LEK SECURITIES CORPORATION·CRD# 33135
BD
New City, NY
May 2, 2007 - July 2, 2007
KFM SECURITIES, INC.·CRD# 142186
BD
New York, NY
December 19, 2006 - May 7, 2007
TD PRIME SERVICES LLC·CRD# 1914
BD
New York, NY
February 16, 2006 - January 3, 2007
FJG SECURITIES INC.·CRD# 128384
BD
New York, NY
July 19, 2005 - January 3, 2007
WESTMINSTER SECURITIES CORPORATION·CRD# 6105
BD
New York, NY
March 5, 2004 - August 19, 2005
BANIF SECURITIES INC·CRD# 38913
BD
Miami, FL
October 28, 2003 - March 12, 2004
BANIF SECURITIES INC·CRD# 38913
BD
Miami, FL
December 5, 2000 - August 5, 2003

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Current Firm

ME
MATRIX EXECUTIONS, LLC

ITG DERIVATIVES LLC. | YOURTRADE.COM SECURITIES, INC. | REDSKY SECURITIES, LLC | REDSKY SECURITIES, INC. | REDSKY FINANCIAL, LLC | MATRIX EXECUTIONS, LLC | LAKE KATHERINE SECURITIES, LTD.

CRD#: 38455 / SEC#: 8-48255
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Mailing Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Phone Number

(312) 334-8040

Established

Illinois since 02/14/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX EXECUTIONS HOLDINGS, LLCMEMBER—
NAYLOR, JORDAN WILLIAMCHIEF EXECUTIVE OFFICER2502309
GREENBERG, ALLEN DAVIDCHIEF OPERATIONS OFFICER1423999
RAZA, ZOHAIBCHIEF FINANCIAL OFFICER/FINOP7049272
SKWERES, DENISE PAREJKOCHIEF COMPLIANCE OFFICER5332253

Disclosures

Regulatory Event

9

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/2/2024)
RR
Arizona
(7/2/2024)
RR
California
(7/2/2024)
RR
Colorado
(7/2/2024)
RR
Connecticut
(7/2/2024)
RR
Delaware
(7/2/2024)
RR
Florida
(7/2/2024)
RR
Georgia
(7/2/2024)
RR
Hawaii
(7/2/2024)
RR
Indiana
(7/2/2024)
RR
Kansas
(7/2/2024)
RR
Kentucky
(7/2/2024)
RR
Maryland
(7/2/2024)
RR
Massachusetts
(7/2/2024)
RR
Michigan
(7/2/2024)
RR
Minnesota
(7/2/2024)
RR
Missouri
(7/2/2024)
RR
Nebraska
(7/2/2024)
RR
Nevada
(7/2/2024)
RR
New Jersey
(7/2/2024)
RR
New Mexico
(7/2/2024)
RR
New York
(7/2/2024)
RR
North Carolina
(7/2/2024)
RR
Pennsylvania
(7/2/2024)
RR
South Carolina
(7/2/2024)
RR
Texas
(7/2/2024)
RR
Virginia
(7/2/2024)
RR
Washington
(7/2/2024)
RR
Wisconsin
(7/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2017About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2007

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam
BOX Exchange LLC
SRO Registrations
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
MIAX Emerald, LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
MX2 LLC
SRO Registrations
Miami International Securities Exchange, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq MRX, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Edwin John Gonzalez's CRS (Customer Relationship Summary).

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
EG
Follow Edwin
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required