Edwin J. Gonzalez

MATRIX EXECUTIONS

Chicago, IL 60604

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CRD#: 2851903

Professional summary

Edwin John Gonzalez, who also goes by Edwin John Gonzalez Jr, is a registered financial professional currently at MATRIX EXECUTIONS, LLC located in Chicago, Illinois.

Edwin is registered as a RR (Registered Representative) and started their career in finance in 2000. Edwin has worked at 12 firms and has passed the Series 63, Series 57TO, Series 7TO, Series 62, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Edwin John Gonzalez Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edwin John Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2024 - Present

MATRIX EXECUTIONS, LLC

Office #1: 141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

CRD#: 38455

Chicago, IL

Past

March 1, 2017 - February 9, 2024

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031

Jersey City, NJ

Past

December 1, 2014 - March 1, 2017

COWEN EXECUTION SERVICES LLC

CRD#: 35693

Chicago, IL

Past

July 14, 2008 - December 1, 2014

LIQUIDPOINT, LLC

CRD#: 47658

CHICAGO, IL

Past

February 20, 2008 - April 3, 2008

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

December 7, 2007 - June 20, 2008

LL PARTNERS, INC.

CRD#: 32189

NEW YORK, NY

Past

July 2, 2007 - December 3, 2007

VAN DER MOOLEN SPECIALISTS USA, LLC

CRD#: 32034

NEW YORK, NY

Past

May 3, 2007 - June 29, 2007

LL PARTNERS, INC.

CRD#: 32189

NEW YORK, NY

Past

May 2, 2007 - July 2, 2007

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

December 19, 2006 - May 7, 2007

KFM SECURITIES, INC.

CRD#: 142186

NEW YORK, NY

Past

February 16, 2006 - January 3, 2007

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

July 19, 2005 - January 3, 2007

FJG SECURITIES INC.

CRD#: 128384

NEW YORK, NY

Past

March 5, 2004 - August 19, 2005

WESTMINSTER SECURITIES CORPORATION

CRD#: 6105

NEW YORK, NY

Past

October 28, 2003 - March 12, 2004

BANIF SECURITIES INC

CRD#: 38913

MIAMI, FL

Past

December 5, 2000 - August 5, 2003

BANIF SECURITIES INC

CRD#: 38913

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/2/2024)

Arizona
(7/2/2024)

California
(7/2/2024)

Colorado
(7/2/2024)

Connecticut
(7/2/2024)

Delaware
(7/2/2024)

Florida
(7/2/2024)

Georgia
(7/2/2024)

Hawaii
(7/2/2024)

Indiana
(7/2/2024)

Kansas
(7/2/2024)

Kentucky
(7/2/2024)

Maryland
(7/2/2024)

Massachusetts
(7/2/2024)

Michigan
(7/2/2024)

Minnesota
(7/2/2024)

Missouri
(7/2/2024)

Nebraska
(7/2/2024)

Nevada
(7/2/2024)

New Jersey
(7/2/2024)

New Mexico
(7/2/2024)

New York
(7/2/2024)

North Carolina
(7/2/2024)

Pennsylvania
(7/2/2024)

South Carolina
(7/2/2024)

Texas
(7/2/2024)

Virginia
(7/2/2024)

Washington
(7/2/2024)

Wisconsin
(7/2/2024)

Exams

State Security Law Exam

Series 63

Date: 6/22/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/18/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/4/1998

General Securities Representative Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

Current Firm

MATRIX EXECUTIONS, LLC

CRD#: 38455 / SEC#: , 8-48255

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Mailing Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Phone number

(312) 334-8040

Established

Illinois since 02/14/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MATRIX EXECUTIONS HOLDINGS, LLC	MEMBER
GREENBERG, ALLEN DAVID	CHIEF OPERATIONS OFFICER	1423999
NAYLOR, JORDAN WILLIAM	CHIEF EXECUTIVE OFFICER	2502309
RAZA, ZOHAIB	CHIEF FINANCIAL OFFICER/FINOP	7049272
WILLIAMS, JETAUN JENICE	CHIEF COMPLIANCE OFFICER & AMLCO	3257770

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edwin J. Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edwin John Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

DASH FINANCIAL TECHNOLOGIES LLC

COWEN EXECUTION SERVICES LLC

LIQUIDPOINT, LLC

LEK SECURITIES CORPORATION

LL PARTNERS, INC.

VAN DER MOOLEN SPECIALISTS USA, LLC

LL PARTNERS, INC.

LEK SECURITIES CORPORATION

KFM SECURITIES, INC.

TD PRIME SERVICES LLC

FJG SECURITIES INC.

WESTMINSTER SECURITIES CORPORATION

BANIF SECURITIES INC

BANIF SECURITIES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/2017

Series 57TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/18/2007

Series 7

Date: 11/4/1998

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Current Firm

MATRIX EXECUTIONS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MATRIX EXECUTIONS, LLC

TRUST BUT VERIFY

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