Margaret M. Haverty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mcnamara Haverty, who also goes by Margaret Haverty, Margaret J Mcnamara, Margaret Joanne Mcnamara, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2006. Margaret had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2011 - February 8, 2012
STALWART CAPITAL, LLC
October 24, 2006 - February 19, 2010
CITIGROUP GLOBAL MARKETS INC.
September 19, 2006 - February 19, 2010
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STALWART CAPITAL, LLC
CRD#: 149882 / SEC#: , 8-68201
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVANS, DOUGLAS CRAIG | MANAGING MEMBER, CCO, CFO, FINOP | 2176863 |
| JALINSKI, ELISABETH ANN | MEMBER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
