Douglas Craig Evans
Professional Summary
Douglas Craig Evans, who also goes by Doug Evans, is a registered financial advisor currently at NI ADVISORS located in Milpitas, California. Douglas is registered as a RR (Registered Representative) and started their career in finance in 1991. Douglas has worked at 20 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, Series 57TO, Series 52TO, SIE, Series 87, Series 86, Series 55, Series 3, Series 7, Series 4, Series 27,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doug Evans
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
Years of Experience
35 years in the financial services industry
Current & Past Employments
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
Current Firm
NI ADVISORS
Contact Information
Main Address
1138 Cadillac Court, Milpitas, CA 95035-3058Mailing Address
1138 Cadillac Court, Milpitas, CA 95035Phone Number
(510) 306-7777Established
California since 01/01/2005Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
16FINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$3,560,000Disclosures
Regulatory Event
1Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(6/26/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jun 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 1999Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1998SRO Registrations
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - BD
Click below to view Douglas Craig Evans's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
STRATEGIC ADVISERS LLC
FALCON WEALTH PLANNING, LLC
