Eugene A. Yates
Professional summary
Eugene Alan Yates, who also goes by Gene Yates, is a registered financial professional currently at ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in San Francisco, California.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1998. Eugene has worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eugene Alan Yates's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2019 - Present
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
Office #1: 455 Market Street Ste. 1450, San Francisco, CA 94105-2444Office #2: 455 Market Street Ste. 1450, San Francisco, CA 94105-2442May 12, 2014 - August 14, 2018
W.R. HAMBRECHT + CO., LLC
January 21, 2014 - May 27, 2014
GORDIAN INVESTMENTS, LLC
July 1, 2009 - October 20, 2009
WELLS FARGO SECURITIES, LLC
April 26, 2005 - July 1, 2009
WELLS FARGO SECURITIES, LLC
June 22, 1998 - November 9, 2004
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
CRD#: 290635 / SEC#: , 8-70034
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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