RY
Robert E. Young
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Gilbert, AZ
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CRD#: 2851210
RY
Professional summary
Robert Eugene Young, who also goes by Rob Young, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Gilbert, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Gilbert, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2016 AS ADVISORY REP OF A RIA. INV REL - 60 HR/WK - 60/TRADING 2.INDEPENDENT INSURANCE AGENT, 5224 S PONDEROSA DR, GILBERT, AZ, 5/2004 SELLING/SERVICING ACCIDENT, HEALTH, & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/WK - 1/TRADING. 3.BNI, 4635 E BASELINE RD, GILBERT, AZ, 10/2018 AS VICE PRESIDENT/MEMBERSHIP COMMITTEE CHAIR OF NETWORKING GROUP. NIR - 5/WK - 0/TRADING. 4. BLUE DOT WEALTH MANAGEMENT, 1820 E RAY ROAD, STE A203, CHANDLER, AZ. BUSINESS ENTITY, OWNER, 60 HR/WK- 60/TRADING HR. 5. ROBERT YOUNG / 1090 S Gilbert Rd Ste 218, Gilbert AZ 85296 / 05/2006 / INSURANCE AGENT - OWNER / 8 HR/MO / 4 HR TRADING 6. BLUE DOT WEALTH MANAGEMENT / 1090 S Gilbert Rd Ste 218, Gilbert AZ 85296 / 01/2021 / DBA - OWNER / 240 HR/MO 240 HR TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Robert Eugene Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Gilbert, AZ
Current
May 9, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Gilbert, AZ
Past
November 12, 2004 - May 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MESA, AZ
Past
November 12, 2004 - May 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MESA, AZ
Past
June 21, 2004 - December 31, 2005
HARDY ASSET MANAGEMENT
RIA
CRD#: 116821
TEMPE, AZ
Past
March 28, 2003 - May 3, 2004
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
March 28, 2003 - May 3, 2004
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
March 26, 2003 - May 3, 2004
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
TEMPE, AZ
Past
June 10, 1998 - October 29, 2004
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
December 1, 1997 - June 19, 1998
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2023)
RR
Alaska(1/3/2022)
RR
Arizona(5/9/2016)
IAR
Arizona(5/26/2016)
RR
California(5/9/2016)
RR
Colorado(5/9/2016)
RR
District of Columbia(5/9/2016)
RR
Florida(2/7/2018)
RR
Georgia(6/26/2024)
RR
Illinois(8/8/2022)
RR
Indiana(5/18/2023)
RR
Maine(7/18/2022)
RR
Maryland(5/9/2016)
RR
Michigan(9/16/2021)
RR
Minnesota(1/3/2022)
RR
Montana(11/13/2018)
RR
Nevada(1/3/2022)
RR
New Jersey(9/4/2020)
RR
New York(5/9/2016)
RR
North Carolina(4/23/2019)
RR
Ohio(11/28/2017)
RR
Oklahoma(8/14/2019)
RR
Oregon(6/14/2016)
RR
Pennsylvania(9/17/2024)
RR
Rhode Island(11/21/2024)
RR
South Carolina(7/18/2022)
RR
South Dakota(1/3/2022)
RR
Tennessee(1/3/2022)
RR
Texas(5/9/2016)
IAR
Texas(5/9/2016)
RR
Utah(1/3/2022)
RR
Virginia(5/9/2016)
RR
Washington(1/3/2022)
RR
Wisconsin(1/3/2022)
RR
Wyoming(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
