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Brent Lon Williams

Brent Lon Williams

CFP®
TAYLOR & WILLIAMS
LUTZ, FL
·CRD# 2850711·29 years experience

Professional Summary

Brent Lon Williams, CFP® is a registered financial advisor currently at TAYLOR & WILLIAMS, INC. located in Lutz, Florida. Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brent has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2017

Years of Experience

29 years in the financial services industry

Current & Past Employments

Current

TAYLOR & WILLIAMS, INC.Current·CRD# 121776
RIA
286 Crystal Grove Blvd., Lutz, FL 33548
August 7, 2001 - Present

Past

WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
October 1, 2000 - June 1, 2001
FIRST UNION BROKERAGE SERVICES, INC.Past·CRD# 8112
BD
Charlotte, NC
January 29, 1998 - October 1, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708
BD
Birmingham, AL
April 7, 1997 - October 31, 1997

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Current Firm

T&
TAYLOR & WILLIAMS, INC.

TAYLOR & WILLIAMS, INC.

CRD#: 121776 / SEC#: 801-68272
RIA
Registered Investment Advisory firm - SEC (5/4/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (3/12/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

286 Crystal Grove Blvd., Lutz, FL 33548

Phone Number

(813) 936-0222

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

442

AUM (Assets Under Management)

$93,900,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2015 - Present: TW Stewards, LLC, 286 Crystal Grove Boulevard, Lutz, Florida 33548. The entity is a non-public Limited Liability Company set-up to own, operate, and manage the property located at 286 Crystal Grove Boulevard. The property management services are not investment-related. Mr. Williams is sole Managing Member of TW Stewards and spends approximately 1 hour a week during non-business hours managing the property. Insurance Agent/Agency located at 286 Crystal Grove Boulevard, Lutz, Florida 33548. Mr. Williams is licensed to sell life, health, and annuity insurance products. Time varies depending on the need of the client but generally not more than an 1 hour a month is devoted to insurance related services. 01/2026 - Present: Dallas 1 Corporation, 10328 Main Street, Thonotosassa, Florida 33592. The entity is a non-public corporation providing underground utility and construction. The construction company is not investment-related. Mr. Williams serves as a Director of Dallas 1 Corporation and spends approximately 1 hour a month during non-business trading hours. 01/2026 - Present: Modelithics, Inc., 3802 Spectrum Blvd, Suite 130, Tampa, Florida 33612. The entity is a non-public corporation building RF and microwave simulation models. The company is not investment-related. Mr. Williams serves as a Director of Modelithics, Inc. and spends approximately 1 hour a month during non-business trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(8/7/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Brent Lon Williams's CRS (Customer Relationship Summary).

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