Brent L. Williams

TAYLOR & WILLIAMS

Lutz, FL 33548

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CRD#: 2850711

Professional summary

Brent Lon Williams, CFP® is a registered financial advisor currently at TAYLOR & WILLIAMS, INC. located in Lutz, Florida.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brent has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2015 - Present: TW Stewards, LLC, 286 Crystal Grove Boulevard, Lutz, Florida 33548. The entity is a non-public Limited Liability Company set-up to own, operate, and manage the property located at 286 Crystal Grove Boulevard. The property management services are not investment-related. Mr. Williams is sole Managing Member of TW Stewards and spends approximately 1 hour a week during non-business hours managing the property. Insurance Agent/Agency located at 286 Crystal Grove Boulevard, Lutz, Florida 33548. Mr. Williams is licensed to sell life, health, and annuity insurance products. Time varies depending on the need of the client but generally not more than an 1 hour a month is devoted to insurance related services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Lon Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 7, 2001 - Present

TAYLOR & WILLIAMS, INC.

Office #1: 286 Crystal Grove Blvd., Lutz, FL 33548

RIA

CRD#: 121776

Lutz, FL

Past

October 1, 2000 - June 1, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 29, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 7, 1997 - October 31, 1997

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/7/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/3/1997

General Securities Representative Examination

Current Firm

TAYLOR & WILLIAMS, INC.

CRD#: 121776 / SEC#: 801-68272

RIA

Registered Investment Advisory firm - (5/4/2012 Terminated)

Florida

Registered Investment Advisory firm - (3/12/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

286 Crystal Grove Blvd., Lutz, FL 33548

Mailing Address

Phone number

(813) 936-0222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 73,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent L. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Lon Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR & WILLIAMS, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2001

Series 63

Date: 4/17/1998

Series 7

Date: 4/3/1997

Current Firm

TAYLOR & WILLIAMS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAYLOR & WILLIAMS, INC.

TRUST BUT VERIFY

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