JO
James S. O'halloran
MG&A WEALTH
Plantation, FL 33324
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CRD#: 2850664
JO
Professional summary
James Sean O'halloran, who also goes by Sean O'halloran, James Sean Ohallaran, James Sean Ohalloran, is a registered financial advisor currently at MG&A WEALTH located in Plantation, Florida and STONEX SECURITIES INC. located in Plantation, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean O'halloran | James Sean Ohallaran | James Sean Ohalloran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MG&A Wealth 8151 Peters Road Suite 3200 Plantation, FL 33324 Title: Vice-President, Director of Wealth Management, Registered Rep Investment Related Changing DBA 2.GELBWAKS INSURANCE AGENCY, NON-INVESTMENT RELATED, 10051 NW 1 COURT PLANTATION, FL. 33324/ INSURANCE AGENT, REFERRAL OF CLEINT INSURANCE NEEDS TO GELBWALKS INSURANCE AGENCY AS NEEDED/START 05/16/2005, 1HRS MONTHLY, 1HRS MONTHLY, RECOMMENDS LIFE, HEALTH DISABILITY AND LONG TERM HEALTH CARE TO GELBWAKS INSURANCE AGENCY. 3. INSURANCE; NON INVESTMENT RELATED; 21791 PHILMONT COURT BOCA, FL 33428; INSURANCE AGENT; 10/20/1998; O HRS/MTH; O SEC HRS/MTH; NO NEW BUSINESS CONDUCTED THROUGH THIS ENTITY. 4. INSURANCE APPOINTMENTS/INSURANCE AGENCY/2627 IVES DAIRY RD #201 MIAMI, FL. 33180/INSURANCE AGENT/NOT INVESTMENT RELATED/ START 10/20/1998/ 0 HOURS DURING TRADING HOURS/CARRIER APPOINTMENTS ONLY. 5. MG&A Private Capital LLC - 8151 Peters Rd, Suite 3200, Plantation FL, 33324 Nature of Business: managing a private equity fund Investment Related: Yes Business Position: Managing member Business Duties: to identify and recommend private investment opportunities for qualified investment clients Business Start Date: 08/01/2023 Approximately 20 hours spent on this OBA monthly, with 15 during market hours. 6. MG&A Private Assets Fund LLC - 8151 Peters Rd, Suite 3200, Plantation FL, 33324 Nature of Business: MG&A Private Assets Fund LLC was established as the Holding LLC for private equity investments for our clients that are qualified and accredited investors. Investment Related: Yes Business Position: I am a managing member of MG&A Private Capital LLC, which owns MG&A Private Assets Fund LLC Business Duties: As a managing member of MG&A Private Capital, which owns this LLC, I will identify and present private equity investments of established and profitable companies to our clients who are qualified and accredited investors Business Start Date: 08/01/2023 Approximately 20 hours spent on this OBA monthly, with one spent during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Sean O'halloran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
MG&A WEALTH
Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324RIA
CRD#: 284866
Plantation, FL
Current
August 31, 2012 - Present
STONEX SECURITIES INC.
Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324BD
CRD#: 18456
Plantation, FL
Past
July 7, 2010 - October 3, 2016
MEG GREEN & ASSOCIATES, INC.
RIA
CRD#: 141559
NORTH MIAMI BEACH, FL
Past
May 24, 2005 - September 6, 2012
OSAIC WEALTH, INC.
BD
CRD#: 23131
N. MIAMI BEACH, FL
Past
December 2, 2004 - May 2, 2005
AMFIN INVESTMENT SERVICES, INC.
BD
CRD#: 13945
CLEVELAND, OH
Past
February 4, 2003 - December 1, 2004
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
BOCA RATON, FL
Past
January 2, 2003 - December 1, 2004
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
May 30, 2000 - December 9, 2002
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
October 23, 1998 - May 30, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 31, 1997 - July 15, 1998
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH
CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - (8/8/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/31/2012)
IAR
Florida(8/18/2016)
RR
New York(4/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH
CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - (8/8/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8151 Peters Road Suite 3200, Plantation, FL 33324
Mailing Address
Phone number
(954) 289-9000
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,521 |
| AUM (Assets Under Management) | $ 801,711,866 |
Red Flags
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Company Information
MG&A WEALTH
CRD#: 284866Plantation, FL 33324TRUST BUT VERIFY
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