Tracey A. Gledhill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracey Ann Gledhill, CFP®, who also goes by Tracey A Critchfield, Tracey Ann Critchfield, Tracey Critchfield, Tracey A Gledhill, Tracey Gledhill, was a registered financial professional .
Tracey is a previously registered financial professional and started their career in finance in 1997. Tracey had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
October 3, 2025 - January 29, 2026
VANGUARD ADVISERS, INC.
October 3, 2025 - January 29, 2026
VANGUARD MARKETING CORPORATION
October 21, 2022 - April 30, 2025
SANCTUARY ADVISORS, LLC
October 21, 2022 - April 30, 2025
SANCTUARY SECURITIES, INC.
June 23, 2015 - October 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2015 - October 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 28, 1999 - December 4, 2002
MORGAN STANLEY DW INC.
November 19, 1997 - December 4, 2002
MORGAN STANLEY DW INC.
March 12, 1997 - November 13, 1997
IDS LIFE INSURANCE COMPANY
March 12, 1997 - November 13, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
