Pia O. Mclaine
Professional summary
Pia Ongteco Mclaine, who also goes by Pia Patricia Ongteco, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Pia is registered as a RR (Registered Representative) and started their career in finance in 1997. Pia has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pia Ongteco Mclaine's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2005 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010September 1, 1998 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
February 21, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2005)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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