James Daniel Cox
Professional Summary
James Daniel Cox, who also goes by Dan Cox, J Daniel Cox, is a registered financial advisor currently at COX & COOK WEALTH ADVISORS located in Dublin, Ohio. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Cox, J Daniel Cox
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
COX & COOK WEALTH ADVISORS | COX, JAMES D | COX FINANCIAL GROUP INC > COX & COOK WEALTH ADVISORS DBA | COX FINANCIAL GROUP INC
Contact Information
Main Address
53 North High Street Suite A1, Dublin, OH 43017Phone Number
(614) 764-2366# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
563AUM (Assets Under Management)
$119,548,123Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COX & COOK WEALTH ADVISORS | COX, JAMES D | COX FINANCIAL GROUP INC > COX & COOK WEALTH ADVISORS DBA | COX FINANCIAL GROUP INC
State Registrations and Notice Filings
(1/5/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Daniel Cox's CRS (Customer Relationship Summary).
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