James D. Cox
Professional summary
James Daniel Cox, who also goes by Dan Cox, J Daniel Cox, is a registered financial advisor currently at COX & COOK WEALTH ADVISORS located in Dublin, Ohio.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Daniel Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2015 - Present
COX & COOK WEALTH ADVISORS
Office #1: 53 North High Street Suite A1, Dublin, OH 43017July 27, 2009 - January 13, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 16, 2009 - January 13, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 2, 2009 - July 16, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 1, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 29, 1999 - July 16, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 18, 1997 - November 30, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 18, 1997 - November 30, 1999
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2015)
(1/5/2015)
Exams
Current Firm
COX & COOK WEALTH ADVISORS
CRD#: 173691 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 476 |
| AUM (Assets Under Management) | $ 98,652,618 |
Red Flags
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