SD
Scott R. Dohemann
BLACKROCK INVESTMENT MANAGEMENT
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 2849620
SD
Professional summary
Scott Richard Dohemann, who also goes by Scott R Dohemann, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in San Francisco, California and BLACKROCK INVESTMENTS, LLC located in San Francisco, California.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott R Dohemann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Richard Dohemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2014 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 400 Howard Street, San Francisco, CA 94105RIA
CRD#: 108928
SAN FRANCISCO, CA
Current
September 30, 2014 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 400 Howard Street, San Francisco, CA 94105BD
CRD#: 38642
San Francisco, CA
Past
May 15, 2000 - September 30, 2014
BLACKROCK FUND ADVISORS
RIA
CRD#: 105247
SAN FRANCISCO, CA
Past
April 10, 2000 - September 30, 2014
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
SAN FRANCISCO, CA
Past
March 13, 1997 - December 22, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2014)
RR
Alaska(9/30/2014)
RR
Arizona(9/30/2014)
RR
Arkansas(9/30/2014)
RR
California(9/30/2014)
IAR
California(9/30/2014)
RR
Colorado(9/30/2014)
RR
Connecticut(9/30/2014)
RR
Delaware(9/30/2014)
RR
District of Columbia(9/30/2014)
RR
Florida(9/30/2014)
RR
Georgia(9/30/2014)
RR
Hawaii(9/30/2014)
RR
Idaho(9/30/2014)
RR
Illinois(9/30/2014)
RR
Indiana(9/30/2014)
RR
Iowa(9/30/2014)
RR
Kansas(9/30/2014)
RR
Kentucky(9/30/2014)
RR
Louisiana(9/30/2014)
RR
Maine(9/30/2014)
RR
Maryland(9/30/2014)
RR
Massachusetts(9/30/2014)
RR
Michigan(9/30/2014)
RR
Minnesota(9/30/2014)
RR
Mississippi(9/30/2014)
RR
Missouri(9/30/2014)
RR
Montana(9/30/2014)
RR
Nebraska(9/30/2014)
RR
Nevada(9/30/2014)
RR
New Hampshire(9/30/2014)
RR
New Jersey(9/30/2014)
IAR
New Jersey(10/1/2014)
RR
New Mexico(9/30/2014)
RR
New York(9/30/2014)
RR
North Carolina(9/30/2014)
RR
North Dakota(9/30/2014)
RR
Ohio(9/30/2014)
RR
Oklahoma(9/30/2014)
RR
Oregon(9/30/2014)
RR
Pennsylvania(9/30/2014)
RR
Puerto Rico(9/30/2014)
RR
Rhode Island(9/30/2014)
RR
South Carolina(9/30/2014)
RR
South Dakota(9/30/2014)
RR
Tennessee(9/30/2014)
RR
Texas(9/30/2014)
RR
Utah(9/30/2014)
RR
Vermont(9/30/2014)
RR
Virgin Islands(9/30/2014)
RR
Virginia(9/30/2014)
RR
Washington(9/30/2014)
RR
West Virginia(9/30/2014)
RR
Wisconsin(9/30/2014)
RR
Wyoming(9/30/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
