Songkram R. Sahachaisere
Professional summary
Songkram Roy Sahachaisere was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Songkram is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Songkram had worked at 4 firms, which includes SYNERGY INVESTMENT GROUP LLC, MORGAN STANLEY DW INC., INTERFIRST CAPITAL CORPORATION, SAN CLEMENTE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2003 - September 29, 2003
SYNERGY INVESTMENT GROUP, LLC
March 13, 2003 - September 29, 2003
SYNERGY INVESTMENT GROUP, LLC
October 31, 2000 - November 20, 2002
MORGAN STANLEY DW INC.
June 7, 2000 - November 20, 2002
MORGAN STANLEY DW INC.
April 10, 2000 - June 5, 2000
INTERFIRST CAPITAL CORPORATION
November 26, 1999 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SYNERGY INVESTMENT GROUP, LLC
CRD#: 46035 / SEC#: 801-68315, 8-51278
Contact information
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 53,106,235 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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