EZ
Elaine M. Zito
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CRD#: 2849238
EZ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Marie Zito was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 1997. Elaine had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZITO WEALTH STRATEGIES, INC.(DBA): POSITION: Owner/Agent/Financial Planner. NATURE: Fixed insurance products. NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/05/2016 ADDRESS: 9432 E. Voltaire Drive, Scottsdale AZ 85260 DESCRIPTION: Sales of fixed life, health, LTD, fixed annuities & LTC. 2) ZITO WEALTH STRATEGIES, INC. (DBA): POSITION: Owner. NATURE: Trust prep, No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/05/2016 ADDRESS: 9432 E. Voltaire Drive, Scottsdale AZ 85260 DESCRIPTION: Work with attorneys and AZ Certified Document Preparers to complete client's estate planning documents. 3) ZITO WEALTH STRATEGIES, INC.(DBA): POSITION: Owner. NATURE: Tax Prep: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/05/2016 ADDRESS: 9432 E. Voltaire Drive, Scottsdale AZ 85260 DESCRIPTION: Prepare individual and business tax returns. 4) AFLAC INSURANCE: INSURANCE AGENT, FIXED AFLAC INSURANCE, RUN ILLUSTRATIONS, REVIEW WITH CLIENTS AND SELL NEW POLICIES. 5) DST (DEFERRED SALES TRUST) BY AND THROUGH ZITO WEALTH STRATEGIES, INC.: MARCH 2019/AFFILIATE, ESTATE PLANNING TEAM REPRESENT AND MARKET FOR DEFERRED SALES TRUST, EXPLAINING THE STRATEGY AS POTENTIALLY SUITABLE FOR CERTAIN CLIENTS IN CERTAIN CIRCUMSTANCES. 6) BAND MEMBER: PLAYS FLUTE OR PICCOLO IN A BAND, NON-INVESTMENT RELATED. 7) Prostruct Solar: Elaine receives $500 per person who signs up. Equates to maybe $1000 per year in compensation. 8) Treasurer for the Arizona Flute Society. I will be responsible for keeping financial records for the 501(c)3 group. No investing will be done. The group's annual budget is roughly $5000.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 1, 2020 - June 23, 2023
FISCAL WISDOM WEALTH MANAGEMENT LLC
RIA
CRD#: 168299
Scottsdale, AZ
Past
December 23, 2016 - November 1, 2019
NFSG CORPORATION
RIA
CRD#: 130814
SCOTTSDALE, AZ
Past
November 28, 2016 - November 1, 2019
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
SCOTTSDALE, AZ
Past
January 13, 2016 - November 4, 2016
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
SCOTTSDALE, AZ
Past
January 5, 2016 - November 4, 2016
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
SCOTTSDALE, AZ
Past
August 27, 2012 - January 20, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SCOTTSDALE, AZ
Past
August 24, 2012 - August 24, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SCOTTSDALE, AZ
Past
August 24, 2012 - January 20, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SCOTTSDALE, AZ
Past
April 11, 2012 - August 30, 2012
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
SCOTTSDALE, AZ
Past
September 3, 2009 - August 30, 2012
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
SCOTTSDALE, AZ
Past
December 8, 2003 - October 1, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SCOTTSDALE, AZ
Past
February 25, 2003 - December 8, 2003
THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 107773
PHOENIX, AZ
Past
March 22, 2002 - December 4, 2003
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
March 26, 1999 - March 26, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 26, 1999 - March 26, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 17, 1998 - January 29, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 21, 1997 - October 2, 1997
WEST AMERICA SECURITIES CORP
BD
CRD#: 35035
LAS VEGAS, NV
Past
March 24, 1997 - April 14, 1997
CORTLANDT CAPITAL CORPORATION
BD
CRD#: 25152
NEW YORK CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
61 Maple Avenue, Canton, CT 06019
Mailing Address
Phone number
(678) 202-4066
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,579 |
| AUM (Assets Under Management) | $ 259,793,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
