MZ
Mark T. Zapatka
FIRST HEARTLAND CONSULTANTS
ALBUQUERQUE, NM 87110
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CRD#: 2849138
MZ
Professional summary
Mark Thomas Zapatka, ChFC® is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Albuquerque, New Mexico and FIRST HEARTLAND CAPITAL, INC. located in Albuquerque, New Mexico.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AXCESS FINANCIAL INC TITLE: MANAGING PARTNER/PRESIDENT INSURANCE & FINANCIAL SERVICES INCLUDING INVESTMENTS 6605 UPTOWN BLVD NE STE 260 ALBUQUERQUE NM 87110 ALSO OFFER EMPLOYEE BENEFITS, INCLUDING MEDICAL, DENTAL, LIFE, DISABILITY, LONG TERM CARE, CAFETERIA PLANS, 401K PLANS Insurance Advisory Services Inc. Owner. Not investment related. Entity solely used for paying salaries/commissions and other private administrative tasks. Name is not and cannot be used publicly to market insurance or anything else. Start 1/1/96. First Heartland Consultants. IAR. Investment related. Investment advisory Services. Start 6/17/15. Emed Systems LLC. Inactive LLC. Formed for potential future marketing use. Non-investment related. Owner. Start date: 10/29/10. New Mexico Cannabis Chamber of Commerce. Not investment related. Preferred insurance advisor/consultant to chamber members. Start 12/9/21. Wellness Programs Sales. Not investment related. Agent/broker. Pretax funds for doctors, wellness similar to HSAs. Health navigation tool. Start 10/10/22. Amaze Health. Not investment related. Agent/broker. Health insurance sales. Start 1/1/24
CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Zapatka's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 17, 2015 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 6605 Uptown Blvd Ne #280, Albuquerque, NM 87110RIA
CRD#: 110377
ALBUQUERQUE, NM
Current
November 15, 2001 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 6605 Uptown Blvd Ne Suite 280, Albuquerque, NM 87110BD
CRD#: 32460
Albuquerque, NM
Past
March 19, 1997 - November 29, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/9/2002)
RR
Colorado(4/21/2020)
RR
New Mexico(11/15/2001)
IAR
New Mexico(6/17/2015)
RR
Texas(8/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377Albuquerque, NM 87110TRUST BUT VERIFY
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Contact information
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