Felecia M. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felecia Michelle Davis, who also goes by Felecia M Davis, Felicia Davis, was a registered financial professional .
Felecia is a previously registered financial professional and started their career in finance in 1997. Felecia had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2007 - September 19, 2013
STANCORP INVESTMENT ADVISERS, INC.
October 1, 2007 - September 19, 2013
STANCORP EQUITIES, INC.
August 9, 2005 - August 16, 2006
FARMERS FINANCIAL SOLUTIONS, LLC
June 26, 2003 - December 11, 2003
NEBS FINANCIAL SERVICES, INC.
January 23, 2001 - September 14, 2001
PRINCIPAL SECURITIES, INC.
May 5, 1999 - July 5, 2000
EMPOWER FINANCIAL SERVICES, INC.
December 16, 1998 - April 30, 1999
CAL FED INVESTMENTS
April 20, 1998 - November 4, 1998
GRIFFIN FINANCIAL SERVICES
August 14, 1997 - April 13, 1998
MORGAN STANLEY DW INC.
February 27, 1997 - March 25, 1997
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
