Stephen D. Sample
Professional summary
Stephen Douglas Sample, who also goes by Doug Sample, S. Douglas Sample, is a registered financial professional currently at PARSONEX SECURITIES, INC. located in Englewood, Colorado.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Douglas Sample's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2011 - Present
PARSONEX SECURITIES, INC.
Office #1: 8310 S. Valley Highway Suite 110, Englewood, CO 80112January 4, 2006 - December 31, 2010
CCF INVESTMENTS, INC.
February 29, 2000 - December 31, 2005
THE LEADERS GROUP, INC.
September 30, 1997 - February 18, 2000
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2021)
(3/8/2024)
(1/18/2011)
(2/5/2015)
(10/15/2012)
(1/18/2011)
Exams
FINRA
Current Firm
PARSONEX SECURITIES, INC.
CRD#: 144412 / SEC#: , 8-67652
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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