KH
Kevin G. Hagerty
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cincinnati, OH 45230
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CRD#: 2847415
KH
Professional summary
Kevin Gerald Hagerty, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cincinnati, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cincinnati, Ohio.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.OWN 1 SINGLE FAMIY HOMES THAT IS USED FOR RENTAL INCOME PURPOSES BEGAN 06/2009, 2HRS/WKEND ACTIVITY ONLY 2.INDEPENDENT INSURANCE AGENT, 410 HIGHLAND AVE, FORT THOMAS, KY, 9/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/YR - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.INTERDEPENDENT ADVISORS, 7432 Jager Ct., Cincinnati OH 45230, United States, 10/27/2025, Investment Advisor Representative, 1099, Investment Related, 20 HR/MO 20 HR/MO TRADING 5.CRNA FINANCIAL, 7426 Jager Ct., Cincinnati OH 45230, United States, 10/27/2025, W2 Employee, DBA Name, NIR, 5 HR/MO 5 HR/MO TRADING 6.THE ROSSELOT FINANCIAL GROUP, Rosselot Financial Group, 7426 Jager Court, Cincinnati OH 45230, United States, 02/07/2022, Financial Advisor, DBA Name, NIR, 200 HR/MO 200 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Gerald Hagerty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 3, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7426 Jager Ct., Cincinnati, OH 45230RIA
CRD#: 134139
Cincinnati, OH
Current
December 3, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7426 Jager Ct., Cincinnati, OH 45230BD
CRD#: 39543
Cincinnati, OH
Past
November 22, 2006 - December 12, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CINCINNATI, OH
Past
October 30, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
CINCINNATI, OH
Past
October 30, 2006 - December 12, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CINCINNATI, OH
Past
April 20, 2005 - October 27, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WILDER, KY
Past
September 4, 2001 - April 5, 2005
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
INDEPENDENCE, OH
Past
August 8, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
August 8, 2001 - April 5, 2005
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
June 20, 2001 - July 27, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 20, 2001 - July 27, 2001
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
August 27, 1997 - June 7, 2001
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
March 12, 1997 - June 7, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
California(1/2/2024)
RR
Colorado(1/2/2025)
RR
Florida(12/3/2012)
RR
Georgia(2/12/2018)
RR
Illinois(11/13/2018)
RR
Indiana(12/3/2012)
RR
Kentucky(12/3/2012)
RR
New York(1/2/2025)
RR
North Carolina(11/25/2013)
RR
Ohio(12/3/2012)
IAR
Ohio(12/3/2012)
RR
Texas(10/11/2023)
IAR
Texas(10/12/2023)
RR
West Virginia(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Cincinnati, OH 45230TRUST BUT VERIFY
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