Dana E. Weddle

CETERA INVESTMENT ADVISERS LLC

AURORA, CO

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CRD#: 2847400

Professional summary

Dana Eric Weddle is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Aurora, Colorado and CETERA WEALTH SERVICES, LLC located in Aurora, Colorado.

Dana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Dana has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dana Weddle~'NIR'~16816 W Weaver Place~Aurora~CO~80016~Operational and/or Marketing Name~Other~3/1/2017~60hrs~30hrs~Operational and/or Marketing name for Avantax Dankat, LLC~'NIR'~23973 E Prospect Ave~Aurora~CO~80016~Other~Owner/Sole Proprietor~5/1/2015~120hrs~60hrs~Owns a bakery specializing in bundt cakes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Eric Weddle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

AURORA, CO

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Aurora, CO

Past

March 21, 2017 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Aurora, CO

Past

March 21, 2017 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Aurora, CO

Past

August 19, 2009 - May 18, 2015

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

DENVER, CO

Past

August 3, 2009 - May 18, 2015

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

DENVER, CO

Past

October 10, 2005 - July 20, 2009

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

DENVER, CO

Past

July 6, 2005 - October 4, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DENVER, CO

Past

July 6, 2005 - October 4, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

November 10, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

DENVER, CO

Past

November 9, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 20, 2003 - November 22, 2004

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

LAS VEGAS, NV

Past

May 14, 2003 - November 22, 2004

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

July 10, 2001 - May 15, 2003

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

LAS VEGAS, NV

Past

June 15, 2001 - May 15, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

November 30, 1998 - June 26, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 23, 1997 - November 30, 1998

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/5/2025)

IAR

Colorado
(9/5/2025)

Nevada
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dana E. Weddle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Eric Weddle's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

EDWARD JONES

BA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2009

Series 63

Date: 4/21/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/22/1997

Series 24

Date: 4/11/1998

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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