Mark T. Kollar

HDA WEALTH MANAGEMENT

Poland, OH 44514

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CRD#: 2847301

Professional summary

Mark Thomas Kollar, who also goes by Mark Kollar, is a registered financial advisor currently at HDA WEALTH MANAGEMENT, LLC located in Poland, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 30 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Kollar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Dunham Enterprises D/B/A HDA Wealth Management 3298 Stones Throw Ave Poland, OH 44514 Nature of Business: Investment advice and sales Investment Related: Yes Title: Financial Advisor Start Date: 10/02/2017 Duties:Selling investment and insurance products. Give investment advice. Hours Devoted to Business: 90 Hours Devoted to Business during Market Hours: 90

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Kollar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2022 - Present

HDA WEALTH MANAGEMENT, LLC

Office #1: 3298 Stones Throw Ave, Poland, OH 44514

RIA

CRD#: 317346

Poland, OH

Past

February 23, 2017 - February 15, 2022

STONEX ADVISORS INC.

RIA

CRD#: 174182

Poland, OH

Past

October 16, 2014 - July 17, 2024

STONEX SECURITIES INC.

CRD#: 18456

Poland, OH

Past

July 11, 2013 - October 10, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

YOUNGSTOWN, OH

Past

September 29, 2010 - July 5, 2013

SCOTTRADE, INC.

CRD#: 8206

YOUNGSTOWN, OH

Past

July 8, 2010 - September 22, 2010

TRUE WEALTH DESIGN, LLC

RIA

CRD#: 143194

AKRON, OH

Past

January 14, 2009 - July 7, 2010

BROKERSXPRESS LLC

RIA

CRD#: 127081

POLAND, OH

Past

January 14, 2009 - July 7, 2010

BROKERSXPRESS LLC

CRD#: 127081

POLAND, OH

Past

February 9, 2007 - September 19, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CANFIELD, OH

Past

February 9, 2007 - September 19, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CANFIELD, OH

Past

January 18, 2006 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

CANFIELD, OH

Past

April 9, 2001 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CANFIELD, OH

Past

December 9, 2000 - April 11, 2001

HARRIS INVESTORLINE INC.

CRD#: 6362

SEATTLE, WA

Past

October 7, 1997 - December 9, 2000

HARRIS INVESTORLINE

CRD#: 6580

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HDA WEALTH MANAGEMENT, LLC

CRD#: 317346 / SEC#: 801-130528

RIA

Registered Investment Advisory firm - (6/21/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/31/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/31/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/2/2022)

IAR

Pennsylvania
(10/18/2022)

IAR

Texas
(9/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/26/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 3/3/2009

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 11/11/1998

Registered Options Principal Examination

Current Firm

HDA WEALTH MANAGEMENT, LLC

CRD#: 317346 / SEC#: 801-130528

RIA

Registered Investment Advisory firm - (6/21/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/31/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/31/2024 Terminated)

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Contact information

Main Address

3298 Stones Throw Ave, Poland, OH 44514

Mailing Address

Phone number

(330) 980-0741

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- HDA WEALTH MANAGEMENT, LLC (3/18/2025)

Regulatory assets under management

Total Number of Accounts	806
AUM (Assets Under Management)	$ 119,140,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark T. Kollar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Kollar's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

SCOTTRADE, INC.

TRUE WEALTH DESIGN, LLC

BROKERSXPRESS LLC

BROKERSXPRESS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

HARRIS INVESTORLINE INC.

HARRIS INVESTORLINE

Primary Firm SEC Registration

HDA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2006

Series 63

Date: 2/21/1997

SIE

Date: 10/1/2018

Series 3

Date: 11/26/2001

Series 7

Date: 2/17/1997

Series 24

Date: 9/25/2013

Series 30

Date: 3/3/2009

Series 4

Date: 11/11/1998

Current Firm

HDA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HDA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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