Gregory J. Stanek

GILMAN HILL ASSET MANAGEMENT

New Canaan, CT 06840

Some features on this profile are disabled

CRD#: 2847034

Professional summary

Gregory John Stanek is a registered financial advisor currently at GILMAN HILL ASSET MANAGEMENT, LLC located in New Canaan, Connecticut.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 4 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Stanek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2013 - Present

GILMAN HILL ASSET MANAGEMENT, LLC

Office #1: 220 Elm Street, New Canaan, CT 06840

RIA

CRD#: 143970

New Canaan, CT

Past

September 4, 2009 - September 3, 2013

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

February 11, 1998 - September 3, 1998

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

Past

November 24, 1997 - January 21, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GILMAN HILL ASSET MANAGEMENT, LLC

GHAM, LLC | GILMAN HILL ASSET MANAGEMENT, LLC

CRD#: 143970 / SEC#: 801-67941

RIA

Registered Investment Advisory firm - (6/5/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/5/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/14/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 7/7/2011

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 7/7/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/3/2009

General Securities Representative Examination

Current Firm

GILMAN HILL ASSET MANAGEMENT, LLC

GHAM, LLC | GILMAN HILL ASSET MANAGEMENT, LLC

CRD#: 143970 / SEC#: 801-67941

RIA

Registered Investment Advisory firm - (6/5/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

220 Elm Street, New Canaan, CT 06840

Mailing Address

Phone number

(203) 571-0225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GILMAN HILL ASSET MANAGEMENT, LLC BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	596
AUM (Assets Under Management)	$ 782,940,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory J. Stanek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Stanek's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUFG SECURITIES AMERICAS INC.

SEABOARD SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GILMAN HILL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/2009

Series 86

Date: 7/7/2011

Series 87

Date: 7/7/2011

Series 7

Date: 9/3/2009

Current Firm

GILMAN HILL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GILMAN HILL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors