Sumit Mehta

PURE FINANCIAL ADVISORS

San Diego, CA 92108

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CRD#: 2846983

Professional summary

Sumit Mehta, CFP® is a registered financial advisor currently at PURE FINANCIAL ADVISORS, LLC located in San Diego, California.

Sumit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Sumit has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Emerald Ventures; Investment Related; 30 Harry St., San Francisco, CA, 94131; Private investment vehicle; Managing Partner; Less than 5 hrs per month; none during trading hours; This is the reg. reps. personal investment portfolio, which he manages through this vehicle. 2. MIP Inc.; Investment-related; 730 17th St Ste 420; Denver, CO 80202; Business Owner; CEO; 09/2018; ~10 hrs/ month; not tied to trading; CEO overseeing all aspects of the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sumit Mehta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

March 7, 2023 - Present

PURE FINANCIAL ADVISORS, LLC

Office #1: 3131 Camino Del Rio N Suite 1550, San Diego, CA 92108

RIA

CRD#: 144316

San Diego, CA

Past

November 17, 2021 - April 21, 2022

NORTHROCK PARTNERS, LLC

RIA

CRD#: 167908

MINNEAPOLIS, MN

Past

June 11, 2019 - December 31, 2021

MAZAKALI

RIA

CRD#: 301488

SAN FRANCISCO, CA

Past

August 20, 2018 - March 22, 2019

GROWTH CAPITAL SERVICES, INC.

RIA

CRD#: 124658

DENVER, CO

Past

May 17, 2018 - August 25, 2021

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

CLAYMONT, DE

Past

October 31, 2017 - May 2, 2018

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587

SAN FRANCISCO, CA

Past

July 13, 2015 - September 21, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Past

June 1, 2015 - September 21, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CHICAGO, IL

Past

June 30, 2010 - August 2, 2012

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

CHICAGO, IL

Past

November 11, 2003 - May 19, 2010

UBS SECURITIES LLC

CRD#: 7654

CHICAGO, IL

Past

April 20, 1998 - January 25, 2001

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/7/2023)

IAR

Texas
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 10/30/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/17/1998

General Securities Representative Examination

Current Firm

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

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Contact information

Main Address

3131 Camino Del Rio N Suite 1550, San Diego, CA 92108

Mailing Address

Phone number

(866) 876-7873

Established

Firm type

Fiscal year end

# of Employees

171

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PURE FINANCIAL ADVISORS, ADV 2A BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	22,199
AUM (Assets Under Management)	$ 8,023,229,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sumit Mehta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sumit Mehta's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHROCK PARTNERS, LLC

MAZAKALI

GROWTH CAPITAL SERVICES, INC.

GROWTH CAPITAL SERVICES, INC.

YOSEMITE EXECUTION PARTNERS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

SUSQUEHANNA FINANCIAL GROUP, LLLP

UBS SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

PURE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2015

Series 63

Date: 5/26/2015

SIE

Date: 10/1/2018

Series 79

Date: 10/30/2017

Series 7

Date: 4/17/1998

Current Firm

PURE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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