DS
Daniel J. Silva
CETERA INVESTMENT ADVISERS LLC
ST CLOUD, MN 56301
Some features on this profile are disabled
CRD#: 2846524
DS
Professional summary
Daniel Joseph Silva, who also goes by Dan Silva, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Cloud, Minnesota and CETERA INVESTMENT SERVICES LLC located in Portland, Oregon.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Silva
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Silva's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301RIA
CRD#: 105644
ST CLOUD, MN
Current
February 1, 2018 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1307 Ne 102nd, Ste G, Portland, OR 97220Office #2: 5000 Main St, Springfield, OR 97478Office #3: 2079 Cardinal Ave, Medford, OR 97504Office #4: 545 E 8th Ave, Eugene, OR 97401Office #5: 3660 Gateway St Ste A, Springfield, OR 97477Office #6: 3701 W 11th Ave, Eugene, OR 97402Office #7: 2335 Nw Kline St, Roseburg, OR 97471Office #8: 600 Jefferson Ave, Cottage Grove, OR 97424Office #9: 61490 S Hwy 97, Bend, OR 97702Office #10: 400 First St. S. Suite 300, St. Cloud, MN 56301Office #11: 400 1st St S Ste 300, St Cloud, MN 56301Office #12: 14610 E Sprague, Spokane Valley, WA 99216Office #13: 722 N. Sullivan Road, Spokane Valley, WA 99037Office #14: 600 E 84th Avenue, Merrillville, IN 46410Office #15: 3115 West Kennewick Avenue, Kennewick, WA 99336Office #16: 303 E. Lyons, Spokane, WA 99208Office #17: 2202 E. 29th Avenue, Spokane, WA 99203Office #18: 812 N Wenatchee Ave, Wenatchee, WA 98801Office #19: 325 Dakota Dunes Blvd., Dakota Dunes, SD 57049Office #20: 2470 Tremont St, North Bend, OR 97459BD
CRD#: 15340
Portland, OR
Past
September 21, 2016 - December 5, 2017
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ISELIN, NJ
Past
September 17, 2014 - September 25, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Past
July 18, 2014 - August 5, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CHARLOTTE, NC
Past
August 12, 2013 - May 21, 2014
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
SAN ANTONIO, TX
Past
October 13, 2011 - September 4, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
IRVING, TX
Past
April 5, 2011 - July 1, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
December 18, 2009 - January 18, 2011
ESPOSITO SECURITIES, LLC
BD
CRD#: 143710
DALLAS, TX
Past
June 1, 2006 - April 30, 2009
INSTINET, LLC
BD
CRD#: 7897
NEW YORK, NY
Past
September 15, 2005 - June 1, 2006
INSTINET, LLC
BD
CRD#: 42886
NEW YORK, NY
Past
May 30, 2001 - September 9, 2005
IDB CAPITAL CORP.
BD
CRD#: 106032
NEW YORK, NY
Past
July 29, 1997 - May 29, 2001
COMMERZ MARKETS LLC
BD
CRD#: 41957
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2019)
RR
Alaska(9/12/2019)
RR
Arizona(9/12/2019)
RR
Arkansas(9/17/2019)
RR
California(9/12/2019)
RR
Colorado(11/8/2019)
RR
Connecticut(9/12/2019)
RR
Delaware(9/12/2019)
RR
District of Columbia(9/19/2019)
RR
Florida(9/13/2019)
RR
Georgia(10/16/2019)
RR
Hawaii(9/13/2019)
RR
Idaho(9/13/2019)
RR
Illinois(1/28/2020)
RR
Indiana(9/12/2019)
RR
Iowa(9/12/2019)
RR
Kansas(9/18/2019)
RR
Kentucky(12/5/2019)
RR
Louisiana(9/12/2019)
RR
Maine(9/13/2019)
RR
Maryland(9/19/2019)
RR
Massachusetts(9/13/2019)
RR
Michigan(9/16/2019)
RR
Minnesota(11/1/2018)
IAR
Minnesota(11/1/2018)
RR
Mississippi(9/12/2019)
RR
Missouri(10/16/2019)
RR
Montana(10/11/2019)
RR
Nebraska(9/12/2019)
RR
Nevada(9/30/2019)
RR
New Hampshire(10/29/2019)
RR
New Jersey(9/13/2019)
RR
New Mexico(9/12/2019)
RR
New York(9/12/2019)
RR
North Carolina(9/18/2019)
RR
North Dakota(9/17/2019)
RR
Ohio(9/12/2019)
RR
Oklahoma(9/12/2019)
RR
Oregon(10/17/2019)
RR
Pennsylvania(9/12/2019)
RR
Puerto Rico(9/26/2019)
RR
Rhode Island(9/17/2019)
RR
South Carolina(9/20/2019)
RR
South Dakota(9/17/2019)
RR
Tennessee(9/13/2019)
RR
Texas(9/12/2019)
IAR
Texas(1/12/2023)
RR
Utah(9/12/2019)
RR
Vermont(10/18/2019)
RR
Virgin Islands(9/17/2019)
RR
Virginia(9/12/2019)
RR
Washington(9/12/2019)
RR
West Virginia(9/26/2019)
RR
Wisconsin(9/17/2019)
RR
Wyoming(9/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Cloud, MN 56301TRUST BUT VERIFY
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