Allison R. Yarbrough
Professional summary
Allison Rene Mitchell Yarbrough, who also goes by Allison M. Mitchell, Allison M Yarbrough, Allison Mitchell Yarbrough, Allison Rene Mitchell Yarbrough, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Allison is registered as a RR (Registered Representative) and started their career in finance in 1997. Allison has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allison Rene Mitchell Yarbrough's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262August 8, 2013 - September 23, 2021
NATIONAL FINANCIAL SERVICES LLC
June 18, 2009 - July 9, 2013
MORGAN STANLEY
August 27, 2007 - June 1, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 6, 2004 - August 29, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 11, 2001 - July 21, 2003
UBS FINANCIAL SERVICES INC.
February 20, 1997 - December 20, 2000
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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