JL
Jennifer R. Lee
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Sarasota, FL 34240
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CRD#: 2845216
JL
Professional summary
Jennifer Renee Lee, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sarasota, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Sarasota, Florida.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jennifer has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I JUST ATE A BUG LLC/DBA PAINT NAIL BAR ST PETERSBURG, 320 Central Avenue, St Petersburg FL 33701, United States, 10/18/2018, Owner, Owner/Partner of a Business Entity, NIR, 20 HR/MO - 2 HR/MO TRADING 2. MODERN-WEALTH, LLC office sublet,6710 Professional parkway, Suite 201b, Sarasota FL 34240, United States, 04/28/2016, Owner, subletting office space, NIR, 1 HR/MO - 1 HR/MO TRADING 3. SQUEEZE THE JUICE, 6710 Professional parkway, Suite 201b, Sarasota FL 34240, United States,03/01/2021, Author, author - Wrote a book called Squeeze the juice, live your life, then leave a legacy, INV REL, 3 HR/MO - 1 HR/MO TRADING 4. MODERN-WEALTH, LLC, 6710 Professional parkway, Suite 201b, Sarasota FL 34240, United States, 07/11/2013, Insurance Sales, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,, NIR, 4 HR/MO - 4 HR/MO TRADING 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6. MODERN-WEALTH, LLC, 6710 Professional Pkwy W, Lakewood Ranch FL 34240, United States, 08/15/2024, IAR, Legal Services, NIR, 10 HR/MO - 30 HR/MO TRADING 7. MODERN-WEALTH, 6710 Professional Pkwy W, Lakewood Ranch FL 34240, 09/03/2024, Investment Advisor Representative, Legal Services, NIR, 10 HR/MO, 30 HR/MO TRADING. 8. WOMEN'S ACTION COMMITTEE, 6710 professional Parkway, Sarasota FL 34240, 11/2024, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Renee Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 5, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6710 Professional Parkway, Sarasota, FL 34240RIA
CRD#: 134139
Sarasota, FL
Current
December 15, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6710 Professional Pkwy Suite 201b, Sarasota, FL 34240BD
CRD#: 39543
Sarasota, FL
Past
April 1, 2021 - December 15, 2021
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Sarasota, FL
Past
October 15, 2012 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
Sarasota, FL
Past
August 17, 2012 - October 12, 2012
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
Sarasota, FL
Past
August 17, 2012 - December 15, 2021
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Sarasota, FL
Past
October 16, 2006 - March 26, 2011
MODERN-WEALTH, LLC
RIA
CRD#: 140488
ELLICOTT CITY, MD
Past
June 22, 2000 - August 20, 2012
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ELLICOTT CITY, MD
Past
April 3, 1997 - August 20, 2012
OSAIC WEALTH, INC.
BD
CRD#: 23131
ELLICOTT CITY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2023)
RR
Arizona(12/4/2024)
RR
California(12/15/2021)
RR
Delaware(4/4/2023)
RR
Florida(12/15/2021)
IAR
Florida(1/5/2022)
RR
Louisiana(3/16/2025)
RR
Maine(12/15/2021)
RR
Maryland(12/15/2021)
RR
Massachusetts(8/24/2023)
RR
New Hampshire(12/15/2021)
RR
New York(1/19/2022)
RR
North Carolina(1/2/2025)
RR
Ohio(12/15/2021)
RR
Pennsylvania(12/15/2021)
RR
South Carolina(1/2/2025)
RR
Virginia(12/15/2021)
RR
Washington(11/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
