Garrett R. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrett Ray Morgan, CFP®, who also goes by Garrett Ray Morgan, was a registered financial professional .
Garrett is a previously registered financial professional and started their career in finance in 1997. Garrett had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2022 - September 29, 2023
VALIDUS ADVISORS LLC
December 2, 2013 - December 2, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
December 2, 2013 - December 2, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 18, 2005 - December 12, 2013
SECURITIES AMERICA ADVISORS, INC.
November 18, 2005 - December 12, 2013
SECURITIES AMERICA, INC.
August 6, 2002 - January 26, 2006
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
February 21, 2001 - November 29, 2005
VALIC FINANCIAL ADVISORS, INC.
March 28, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
March 28, 2000 - November 29, 2005
VALIC FINANCIAL ADVISORS, INC.
April 21, 1997 - January 23, 1999
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALIDUS ADVISORS LLC
CRD#: 319309 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 16,600,000 |
Red Flags
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