Omar Ganoom

CENTRAL STATES CAPITAL MARKETS

Columbus, OH 43215

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CRD#: 2844440

Professional summary

Omar Ganoom is a registered financial advisor currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Columbus, Ohio.

Omar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Omar has worked at 8 firms and has passed the Series 63, Series 82TO, Series 52TO, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MANAGING MEMBER OF RAMO LXIV LLC P.O. Box 12471 Colombus, OH 43212 - REAL ESTATE OWNERSHIP, START DATE DECEMBER 2019, NOT INVESTMENT RELATED, ) Hrs per mo 2) OWNER OF RENTAL PROPERTIES SINCE 11/1/1991, NOT INVESTMENT RELATED, DEVOTE 4 HOURS/MONTH DURING NON-TRADING HOURS, DUTIES INCLUDE LANDLORD ACTIVITIES, LEASES, REPAIRS, CLEANING ETC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar Ganoom's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Omar Ganoom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2024 - Present

CENTRAL STATES CAPITAL MARKETS, LLC

Office #1: 471 E Broad Street Suite 905, Columbus, OH 43215

RIA

CRD#: 155291

Columbus, OH

Current

March 11, 2024 - Present

CENTRAL STATES CAPITAL MARKETS, LLC

Office #1: 471 E Broad Street Suite 905, Columbus, OH 43215

RIA

CRD#: 155291

Columbus, OH

Past

July 13, 2022 - March 13, 2024

CALDWELL SUTTER CAPITAL, INC.

RIA

CRD#: 10489

Columbus, OH

Past

July 13, 2022 - March 13, 2024

CALDWELL SUTTER CAPITAL, INC.

CRD#: 10489

Columbus, OH

Past

August 17, 2015 - July 6, 2022

BOENNING & SCATTERGOOD, INC.

RIA

CRD#: 100

Columbus, OH

Past

July 16, 2015 - July 6, 2022

BOENNING & SCATTERGOOD, INC.

CRD#: 100

Columbus, OH

Past

February 15, 2011 - August 14, 2015

ROSS, SINCLAIRE & ASSOCIATES, LLC

RIA

CRD#: 25440

COLUMBUS, OH

Past

February 26, 2009 - August 14, 2015

ROSS, SINCLAIRE & ASSOCIATES, LLC

CRD#: 25440

COLUMBUS, OH

Past

August 17, 2001 - March 9, 2009

BUTLER, WICK & CO., INC.

RIA

CRD#: 120

COLUMBUS, OH

Past

March 29, 2000 - March 9, 2009

BUTLER, WICK & CO., INC.

CRD#: 120

YOUNGSTOWN, OH

Past

November 9, 1998 - March 21, 2000

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

May 13, 1998 - November 9, 1998

KEY CAPITAL MARKETS, INC.

CRD#: 39832

CLEVELAND, OH

Past

February 12, 1997 - April 23, 1998

HUNTINGTON CAPITAL CORP.

CRD#: 31021

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/11/2024)

Florida
(3/11/2024)

Georgia
(3/11/2024)

Kansas
(3/13/2024)

IAR

Kansas
(3/13/2024)

Missouri
(3/14/2024)

New York
(2/4/2025)

Ohio
(3/11/2024)

Texas
(3/11/2024)

Wisconsin
(3/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CENTRAL STATES CAPITAL MARKETS, LLC

CRD#: 155291 / SEC#: 801-79295, 8-68711

RIA

Registered Investment Advisory firm - SEC (1/3/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (1/23/2018 Approved)

Kansas

Registered Investment Advisory firm - SEC (10/12/2016 Approved)

Missouri

Registered Investment Advisory firm - SEC (12/29/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4200 W 83rd Street Suite 101, Prairie Village, KS 66208

Mailing Address

4200 W 83rd Street Suite 101, Prairie Village, KS 66208

Phone number

(913) 766-6565

Established

Kansas since 08/31/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CLASSEN, MARK K	MEMBER	6886821
CENTRAL STATES FINANCIAL SERVICES, LLC	HOLDING COMPANY; MEMBER
YOUNG, ROBERT MORRIS JR	CHAIRMAN & CCO	501297
ADDISON, LAURIE ANNE	CHIEF FINANCIAL OFFICER & FINOP	7488882
HORTON, MICHAEL ALAN	DIRECTOR, BRANCH MANAGER	1041106
STEPP, JOHN DANIEL	MANAGING DIRECTOR, CEO; ELECTED MANAGER	501417

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 27,936,117

Disclosures

Regulatory Event	6
Criminal	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Omar Ganoom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar Ganoom's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Omar Ganoom's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTRAL STATES CAPITAL MARKETS, LLC

CALDWELL SUTTER CAPITAL, INC.

CALDWELL SUTTER CAPITAL, INC.

BOENNING & SCATTERGOOD, INC.

BOENNING & SCATTERGOOD, INC.

ROSS, SINCLAIRE & ASSOCIATES, LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

BUTLER, WICK & CO., INC.

BUTLER, WICK & CO., INC.

KEYBANC CAPITAL MARKETS INC.

KEY CAPITAL MARKETS, INC.

HUNTINGTON CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/8/1997

Series 82TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/11/1997

FINRA

Current Firm

CENTRAL STATES CAPITAL MARKETS, LLC

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTRAL STATES CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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