JB
James T. Beverley
KESTRA ADVISORY SERVICES
BURR RIDGE, IL 60527
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CRD#: 2844324
JB
Professional summary
James Thomas Beverley, CFP®, ChFC®, CLU®, who also goes by Jim Beverley, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Burr Ridge, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Burr Ridge, Illinois.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Beverley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Nm:Jim Beverley, James Beverley, James T. Beverley Inv Related: No Address:18 w 070 16th Street Lombard IL 60148 Nature of Business:Civic Title:Assistant coach Start Date:3/5/2021 Hrs/mth:0-16 Duties:i will attend weekend practices and games,help other coaches run drills,attend coaches meetings Busi Nm:the marketeers inv club Inv Related:Yes Address:Central Ave Arlington Heights IL 60004 Nature of Busi:we are 4 couples that invest money each month Title:Partner Start Date:4/15/1996 Hrs/mth:0-16 Duties:i go to the meetings,vote on buys and sells. Busi Nm:BlueLake Wealth Advisors, Inc. Investment Related:Yes Address: 745 McClintock Drive Burr Ridge IL 60527 Nature of Bus:Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance;Investment Advisory services through Kestra Advisory Services, LLCTitle: Financial Advisor Start Date:3/1/2018Hrs/mth:145-160 Duties:Meet with clients, explore their interests,offer solutions and implement changes as best serves the clients needs. Busi Nm: Kestra Advisory Services, LLC Investment Related: Yes Address:5707 Southwest Pkwy Bld 2, Ste 400 Austin TX 78735 Nature of Busi:Inv Advisory services through Kestra Advisory Services, LLCTitle:Inv Advisor Start Date:4/4/2016 Hrs/mth:Up to 100% (0to160 hours) Duties:Investment advisory services Busi Nm:Montini Catholic High School Inv Related:No Address: 18 w. 070 16th Street Lombard IL 60148 Nature of Business:It is an Illinois Catholic HS,academics and sports, theatre,art, music. Title:asst coachStart Date:11/1/2016 Hrs/mth:0-16 Duties:Asst wrestling coach. lead workouts, drive to and from meets,wrestle on occasion,and talk with parents,coach "corner" individual matches. Busi Nm:Montini Catholic High School Investment Related: No Address: 08 w. 070 16th Street Lombard IL 60148 Nature of Busi:i'm on an alumni board and golf outing committee Title:member of com Start Date:9/1/2013 Hrs/mth:0-16 Duties:show up at meetings and share my thoughts Busi Nm:Jim Beverley,Inc Investment Related:No Address:1113 Catherine Ave Naperville IL 60540 Nature of Busi:tax planning for business revenues Title:Owner, president Start Date:12/10/2013 Hrs/mth:0-16 Duties:report to my accountant on revenues and expenses of my busi. PARKS EDGE EXECUTIVE TOWNHOME BOARD POSITION:Recording Secretary NATURE:Board position (Board of Dir,Board of Ttees,etc.) INV RELATED:No NUMBER OF HOURS:2 SECURITIES TRADING HOURS:1 START DATE:10/01/2021 ADDRESS:822 Leona Mae Ct, Naperville IL 60563, United States DESCRIPTION:record meeting minutes and vote on issues presented to the board. the term is currently for 3 years. Bus Name: RECLAIM 13 BOARD OF DIRECTORS POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/30/2024 ADDRESS: P.O. Box, Downers Grove IL 60515, United States DESCRIPTION: At this point I have been invited to sit on the board. Contribute to the integrity of Reclaim 13. Promote activities projects and programs. Provide support and oversight of Reclaim 13's management and governance. Attend board meetings and conference calls. Support and participate in fundraising efforts. Ensure proper fiduciary governance. Those are the responsibilities listed.
CRS (Client Relationship Summary) - RIA
Click below to view James Thomas Beverley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 745 Mcclintock Suite 120, Burr Ridge, IL 60527RIA
CRD#: 283330
BURR RIDGE, IL
Current
August 9, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 745 Mcclintock, Burr Ridge, IL 60527BD
CRD#: 42046
Burr Ridge, IL
Past
August 9, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
NAPERVILLE, IL
Past
November 6, 2002 - August 7, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
OAK BROOK, IL
Past
January 28, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
January 28, 1997 - August 7, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/19/2010)
RR
California(4/29/2014)
RR
Colorado(11/3/2008)
RR
Florida(3/17/2009)
RR
Hawaii(9/12/2019)
RR
Illinois(8/9/2007)
IAR
Illinois(4/19/2016)
RR
Louisiana(10/26/2022)
RR
Michigan(11/22/2013)
RR
Minnesota(6/12/2008)
RR
New Jersey(10/16/2025)
RR
North Carolina(11/28/2017)
RR
Ohio(6/24/2015)
RR
Tennessee(8/26/2022)
RR
Virginia(11/28/2017)
RR
Wisconsin(11/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
