David G. Swank

HOOD RIVER CAPITAL MANAGEMENT LLC

Palm Beach Gardens, FL 33410

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CRD#: 2844179

Professional summary

David Gordon Swank, who also goes by David G Swank, David Swank, is a registered financial advisor currently at HOOD RIVER CAPITAL MANAGEMENT LLC located in Palm Beach Gardens, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David G Swank | David Swank

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gordon Swank's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2013 - Present

HOOD RIVER CAPITAL MANAGEMENT LLC

Office #1: 2373 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410

RIA

CRD#: 166089

Palm Beach Gardens, FL

Past

July 3, 2006 - March 10, 2008

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

December 1, 2004 - July 11, 2006

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 1, 1997 - May 6, 1998

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 25, 1997 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOOD RIVER CAPITAL MANAGEMENT LLC

CRD#: 166089 / SEC#: 801-77537

RIA

Registered Investment Advisory firm - (1/29/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/15/2021)

IAR

Texas
(2/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/30/2004

General Securities Representative Examination

Current Firm

HOOD RIVER CAPITAL MANAGEMENT LLC

CRD#: 166089 / SEC#: 801-77537

RIA

Registered Investment Advisory firm - (1/29/2013 Approved)

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Contact information

Main Address

2373 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 484-5699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

ADV PART 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 6,858,390,736

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Swank

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gordon Swank's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOOD RIVER CAPITAL MANAGEMENT LLC

MORGAN STANLEY DISTRIBUTION, INC.

MORGAN STANLEY & CO. LLC

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

Primary Firm SEC Registration

HOOD RIVER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/1997

Series 7

Date: 11/30/2004

Current Firm

HOOD RIVER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOOD RIVER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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