Joseph D. Termini
Professional summary
Joseph Dominick Termini, who also goes by Joseph Dominck Termini, Joseph Termini, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Dominick Termini's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2013 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Turnpike, Syosset, NY 11791-4510May 10, 2012 - July 5, 2013
NYLIFE SECURITIES LLC
July 6, 2009 - April 4, 2012
R. F. LAFFERTY & CO., INC.
May 4, 1998 - June 30, 2009
HILL THOMPSON MAGID & CO., INC.
February 27, 1998 - April 22, 1998
JOSEPHTHAL & CO., INC.
November 17, 1997 - February 3, 1998
VISTA SECURITIES INC.
November 10, 1997 - November 25, 1997
US TRADING LLC
May 19, 1997 - November 19, 1997
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2016)
(5/14/2015)
(10/27/2022)
(5/8/2015)
(3/23/2016)
(2/11/2019)
(7/20/2016)
(1/5/2022)
(7/17/2013)
(7/17/2013)
(4/28/2015)
(8/26/2021)
(12/11/2024)
Exams
Series 55
Date: 11/19/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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