James A. Bello
Professional summary
James Alan Bello, who also goes by Jamie Bello, Jim Bello, is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in Boca Raton, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Alan Bello's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2017 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: One Town Center Road Suite 202, Boca Raton, FL 33486June 1, 2010 - June 5, 2017
INTL CUSTODY & CLEARING SOLUTIONS INC.
April 29, 1997 - June 9, 2010
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2025)
(7/26/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/3/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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Company Information
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037Boca Raton, FL 33486TRUST BUT VERIFY
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