Margaret M. Dipaolo

AMERITAS ADVISORY SERVICES

Carmel, IN 46032

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CRD#: 2843962

Professional summary

Margaret Mary Dipaolo, who also goes by Maggie Dipaolo, Margaret Dipaolo, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Carmel, Indiana and AMERITAS INVESTMENT COMPANY, LLC located in Carmel, Indiana.

Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Margaret has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maggie Dipaolo | Margaret Dipaolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NATIONAL FINANCIAL GROUP; SAME AS BRANCH; INV REL; INSURANCE SALES; AGENT; START DATE=12/1996; HRS/MO=160; TRADING HRS/MO=160; SELL INSURANCE * Magpie Indy, LLC; non-inv rel; same as residence; LLC for Real Estate Purchase; Owner; start date=04/2024; hrs/mo=4; trading hrs/mo=0; Maintain the property, paying expenses, creating and managing rental agreements * Rental Home; non inv rel; same as residence; Rental Property; Owner; start date=08/2024; hrs/mo=5; trading hrs/mo=0; Collecting rent, paying expenses * MD Financial Advisor, LLC; inv rel; same as branch; LLC for W2 Employee; Owner; start date=04/2025; hrs/mo=4; trading hrs/mo=4; LLC created to for intern's compensation and expenses related to licensing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Mary Dipaolo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 11595 N Meridian St Ste 870, Carmel, IN 46032

RIA

CRD#: 317245

Carmel, IN

Current

January 14, 2009 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 11595 N. Meridian St. Suite 870, Carmel, IN 46032

CRD#: 14869

Carmel, IN

Past

May 18, 2016 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

CARMEL, IN

Past

August 8, 2002 - January 16, 2009

EQUITY SERVICES, INC.

CRD#: 265

INDIANAPOLIS, IN

Past

March 5, 1997 - July 23, 2002

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/27/2016)

Florida
(6/24/2011)

Illinois
(1/4/2023)

Indiana
(1/20/2009)

IAR

Indiana
(11/1/2021)

Kansas
(11/14/2025)

Missouri
(11/8/2016)

North Carolina
(1/15/2015)

Ohio
(1/14/2009)

South Carolina
(2/24/2021)

Virginia
(2/23/2023)

Washington
(6/17/2014)

West Virginia
(8/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Margaret M. Dipaolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Mary Dipaolo's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

EQUITY SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2016

Series 63

Date: 2/10/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2015

Series 6

Date: 3/4/1997

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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