Lauren A. Landfield

PANTHERA CAPITAL LLC

Incline Village, NV

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CRD#: 2843904

Professional summary

Lauren Andrew Landfield is a registered financial advisor currently at PANTHERA CAPITAL LLC located in Incline Village, Nevada.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Lauren has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ClearPlay, Inc. - Not investment related - ClearPlay, Inc. 5284 South Commerce Drive, Suite C-264 Salt Lake City, Utah 84107 - recorded content filtering application for video content - Advisory Board Member - May 2017 - .15 hrs/ month - 0hrs/ month during securities trading hours - provides advice regarding corporate finance matters as a board member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Andrew Landfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2019 - Present

PANTHERA CAPITAL LLC

RIA

CRD#: 300224

Incline Village, NV

Past

May 1, 2001 - August 28, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 5, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 21, 1999 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

February 20, 1998 - November 19, 1998

VOLPE BROWN WHELAN & COMPANY, LLC

CRD#: 18329

SAN FRANCISCO, CA

Past

January 23, 1997 - December 23, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/29/2019)

IAR

Nevada
(4/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/1997

General Securities Representative Examination

Current Firm

PANTHERA CAPITAL LLC

PANTHERA CAPITAL LLC | PANTHERA CAPITAL, LLC

CRD#: 300224 / SEC#:

California

Registered Investment Advisory firm - (4/29/2019 Approved)

Nevada

Registered Investment Advisory firm - (4/17/2019 Approved)

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Contact information

Main Address

Incline Village, NV

Mailing Address

P.o. Box 6120, Incline Village, NV 89450

Phone number

(650) 648-3670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 1,325,542

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren A. Landfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Andrew Landfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANTHERA CAPITAL LLC

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

VOLPE BROWN WHELAN & COMPANY, LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/4/1997

Series 7

Date: 1/16/1997

Current Firm

PANTHERA CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PANTHERA CAPITAL LLC

TRUST BUT VERIFY

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