Edward P. Brady
Professional summary
Edward Patrick Brady, who also goes by Edward P Brady, is a registered financial professional currently at WALL STREET ACCESS located in Park Ridge, New Jersey.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1968. Edward has worked at 13 firms and has passed the Series 63, SIE, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Patrick Brady's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2018 - Present
WALL STREET ACCESS
Office #1: One Maynard Drive Suite 2201, Park Ridge, NJ 07656December 4, 2012 - July 2, 2018
VANDHAM SECURITIES CORP.
February 14, 2011 - May 24, 2012
STONEX FINANCIAL INC.
March 8, 2002 - July 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 1995 - October 22, 2002
HERZOG, HEINE, GEDULD, LLC
March 11, 1986 - January 25, 1995
LEHMAN BROTHERS INC.
April 27, 1982 - March 5, 1986
NASH, WEISS & CO.
December 2, 1980 - March 17, 1982
TUCKER ANTHONY INCORPORATED
January 31, 1980 - October 14, 1980
UBS FINANCIAL SERVICES INC.
September 26, 1978 - March 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
December 19, 1974 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
February 20, 1974 - January 15, 1975
G. H. WALKER, LAIRD INCORPORATED
February 6, 1968 - July 15, 1972
G.H. WALKER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/24/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 2/14/1974
Registered Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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