PF
Paul Fegan
NAVIS WEALTH ADVISORS LLC
Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 2843750
PF
Professional summary
Paul Fegan JR, CFP®, CLU®, who also goes by Paul Christian Fegan Jr, Paul Fegan, Paul C Fegan Jr, is a registered financial advisor currently at NAVIS WEALTH ADVISORS LLC located in Rye Brook, New York and GREAT POINT CAPITAL LLC located in Rye Brook, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Paul has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Christian Fegan Jr | Paul Fegan | Paul C Fegan Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Navis Wealth Advisors, LLC; Investment Related; 800 Westchester Ave, Suite S700, Rye Brook, NY 10573; Registered Investment Advisor; Managing Partner; 12/2020; Hours/Month- 140; Trading Hours- 142; Provide Investment Advisory & Financial Planning To Clients (2) Navis Wealth Preservation, LLC; Investment Related; Life, Disability & Long-Term Care; 800 Westchester Ave, Suite S700, Rye Brook, NY 10573; Life, Disability, & Long-Term Care Insurance; Managing Partner; 12/2020; Hours/Month- 10; Trading Hours- 0; Provide Insurance Advice & Recommend Appropriate Insurance Products To Clients (3) Navis Tax, LLC. 800 Westchester Ave., Rye Brook, NY. Tax planning and compliance. Managing Partner; Not investment related. 5 hrs./mo. during trading. Start 10/31/2019; 10/2019; Hours/Month- 2; Trading Hours- 0; Supervise & Manage The Tax Practice (4) Navis Wealth Management, LLC; Non Investment Related; 800 Westchester Ave, Suite S602, Rye Brook, NY 10573; Holding Company; Managing Partner; 11/2018; Hours/Month- 2; Trading Hours- 0; Provide Oversight & Administration Of The Entity (5) Navis Wealth Partners, LLC; Non Investment Related; 800 Westchester Ave, Suite S602, Rye Brook, NY 10573; Holding Company; Managing Partner; 11/2018; Hours/Month- 2; Trading Hours- 0; Provide Oversight & Administration Of The Entity (6) S.P.Q.R. Holdings, LLC; Non Investment Related; 800 Westchester Ave, Suite S602, Rye Brook, NY 10573; Holding Company; Managing Partner; 11/2018; Hours/Month- 2; Trading Hours- 0; Provide Oversight & Administration Of The Entity (7) Simply Sweet By Cindy, LLC; Non Investment Related; 800 Westchester Ave, Suite S602, Rye Brook, NY 10573; Cindy Fegan's (Spouse) Baking Business; Managing Partner; 04/2020; Hours/Month- 2; Trading Hours- 0; Assist Spouse With Logistics & Administration Of The Entity (8) Great Point Capital, LLC; Investment Related; Business is conducted from 800 Westchester Ave, Suite S700, Rye Brook, NY 10573; Registered Broker-Dealer; Registered Representative; 09/2023; Hours/Month- 10; Trading Hours- 10; Implements securities transactions. (9) Paul Fegan will be Director for Navis Foundation, Inc. The duties Paul will conduct will be to Oversee all activities of the charity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Fegan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
April 16, 2021 - Present
NAVIS WEALTH ADVISORS LLC
Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573RIA
CRD#: 311171
Rye Brook, NY
Current
September 6, 2023 - Present
GREAT POINT CAPITAL LLC
Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573BD
CRD#: 114203
Rye Brook, NY
Past
February 25, 2021 - September 7, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Rye Brook, NY
Past
November 2, 2018 - January 8, 2021
SANCTUARY ADVISORS, LLC
RIA
CRD#: 226606
RYE BROOK, NY
Past
November 2, 2018 - January 8, 2021
SANCTUARY SECURITIES, INC.
BD
CRD#: 205
Rye Brook, NY
Past
October 28, 2016 - November 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
October 17, 2016 - November 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NAVIS WEALTH ADVISORS LLC
APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC
CRD#: 311171 / SEC#: 801-119746
RIA
Registered Investment Advisory firm - (11/6/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/6/2023)
RR
Connecticut(9/6/2023)
RR
Florida(12/22/2023)
RR
Massachusetts(9/6/2023)
RR
New Jersey(9/6/2023)
IAR
New York(4/16/2021)
RR
New York(9/6/2023)
RR
North Carolina(9/6/2023)
RR
South Carolina(9/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NAVIS WEALTH ADVISORS LLC
APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC
CRD#: 311171 / SEC#: 801-119746
RIA
Registered Investment Advisory firm - (11/6/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
800 Westchester Avenue Suite 700, Rye Brook, NY 10573
Mailing Address
Phone number
(914) 848-8300
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 377 |
| AUM (Assets Under Management) | $ 540,686,352 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
