Julie R. Mandell
Professional summary
Julie Robin Mandell, who also goes by Julie Robin Ruttenberg, is a registered financial professional currently at SCHRODER FUND ADVISORS LLC located in New York, New York.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1997. Julie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julie Robin Mandell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2014 - Present
SCHRODER FUND ADVISORS LLC
Office #1: 7 Bryant Park, New York, NY 10018-3706December 7, 2000 - March 13, 2014
SANFORD C. BERNSTEIN & CO., LLC
October 1, 1997 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
June 20, 1997 - September 19, 1997
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2014)
Exams
FINRA
Current Firm
SCHRODER FUND ADVISORS LLC
CRD#: 24129 / SEC#: , 8-40973
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | DIRECT OWNER | |
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1905741 |
| LANIER, ANGEL | ASSISTANT SECRETARY | 6772355 |
| LOWE, RICHARD JOHN | BOARD MEMBER | 7060365 |
| MARSHALL, DAVID JAMES | AUTHORIZED SIGNATORY | 3070206 |
| MAZZA, CATHERINE ANDREA | PRESIDENT, CHAIR, BOARD MEMBER | 1444025 |
| MUHLBAUM, CARIN FANNY | SECRETARY | 3198495 |
| PATNAIK, SHANAK | CHIEF COMPLIANCE OFFICER | 6184296 |
| SAUER, WILLIAM PETER | BOARD MEMBER | 1622322 |
Red Flags
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