Joyce J. Maples
Professional summary
Joyce J Maples is a registered financial professional currently at THE LEADERS GROUP, INC. located in New York, New York.
Joyce is registered as a RR (Registered Representative) and started their career in finance in 1997. Joyce has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joyce J Maples's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 550 5th Avenue 11th Floor, New York, NY, 10036June 28, 2013 - October 3, 2022
COREBRIDGE CAPITAL SERVICES, INC.
October 22, 2010 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 11, 2007 - April 30, 2010
MSI FINANCIAL SERVICES, INC.
July 15, 2004 - March 31, 2005
MSI FINANCIAL SERVICES, INC.
July 15, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 15, 2004 - April 16, 2010
WALNUT STREET SECURITIES, INC.
July 15, 2004 - April 16, 2010
NEW ENGLAND SECURITIES
July 1, 2001 - October 1, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
April 2, 1997 - July 1, 2001
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2024)
(1/17/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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