Michael A. Stockalper
Professional summary
Michael Alois Stockalper is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Alois Stockalper's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 3, 2011 - October 2, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 11, 2003 - May 29, 2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 28, 1997 - February 25, 2003
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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